8-KThe WireRoutine
Company Update
Filed Aug 11, 2025 · 10mo ago · Accession 0001683168-25-005900
Plain English
Material event — a significant development the company must disclose promptly.
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Filing text
View original ↗UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
______________
FORM 8-K
______________
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934
Date of Report (Date of earliest event
reported): August 11,
2025
Forward
Industries, Inc.
(Exact name of registrant as specified in its charter)
New York
001-34780
13-1950672
(State or Other Jurisdiction
(Commission
(I.R.S. Employer
of Incorporation)
File Number)
Identification No.)
700 Veterans Memorial
Hwy. Suite 100
Hauppauge , New York
11788
(Address of Principal Executive Office) (Zip Code)
(631)
547-3055
(Registrant’s telephone number, including
area code)
Check the appropriate box below if the Form 8-K
filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b)
of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock, par value $0.01 per share
FORD
The NASDAQ Capital Market
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities
Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company
☐
If an emerging growth company, indicate by check
mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 8.01. Other Events.
On August 11, 2025, Forward Industries, Inc. (the
“Company”) closed the sale of 263,243 shares of its common stock to six investors in a previously announced registered direct
offering (the “Offering”).
The Company is filing this Current Report on Form
8-K to file as an exhibit the legal opinion of Nason, Yeager, Gerson, Harris & Fumero, P.A. relating to the validity of the shares
of the common stock issued in the Offering under the Company’s Registration Statement on Form S-3 (File No. 333-287907), the related
prospectus dated June 20, 2025 and prospectus supplement dated August 11, 2025. Subsequent to the closing of the Offering, the Company
had 1,664,949 shares of common stock outstanding.
The legal opinion is filed herewith as Exhibit
5.1 to this report and is incorporated by reference into the Registration Statement.
Item 9.01. Financial Statements and Exhibits.
Exhibit
Number
Description
5.1
Opinion of Nason, Yeager, Gerson, Harris & Fumero, P.A.
23.1
Consent of Nason, Yeager, Gerson, Harris & Fumero, P.A. (included in Exhibit 5.1 ).
104
Cover page interactive data file (embedded within the iXBRL document)
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SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
FORWARD INDUSTRIES, INC.
Date: August 11, 2025
By:
/s/ Kathleen Weisberg
Name: Kathleen Weisberg
Title: Chief Financial Officer
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Filing details
- Company
- Forward Industries, Inc.
- Ticker
- FWDI
- CIK
- 38264
- Form type
- 8-K
- Filing date
- Aug 11, 2025
- Report date
- Aug 11, 2025
- Document
- forward_8k.htm
- Size
- 197 KB