Shareholder Vote · Reg FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549   FORM 8-K   CURRENT REPORT   Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934   Date of Report (Date of earliest event reported): December 21, 2021   TOMI ENVIRONMENTAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter)   Florida   000-09908   59-1947988 (State or other jurisdiction of incorporation)   (Commission File Number)   (I.R.S. Employer Identification No.)   8430 Spires Way , Suite N Frederick , Maryland 21701   (Address of principal executive offices) (Zip Code)    ( 800 ) 525-1698   (Registrant’s telephone number, including area code)    Not Applicable   (Former name or former address, if changed since last report)    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below):   ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))   Securities registered pursuant to Section 12(b) of the Act:   Title of each class   Trading Symbol(s)   Name of each exchange on which registered Common Stock, $0.01 par value per share   TOMZ   Nasdaq Capital Market   Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).   Emerging growth company ☐   If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐         Item 5.07 Submission of Matters to a Vote of Security Holders.   At the 2021 Annual Meeting of Shareholders of TOMI Environmental Solutions, Inc. (the “Company”) held on December 21, 2021 (the “Annual Meeting”), the shareholders of the Company approved two proposals, a description of which may be found in the Company’s definitive proxy statement on Schedule 14A filed with the Securities and Exchange Commission on November 17, 2021. Of the 19,744,705 shares of voting stock outstanding as of the record date, 12,478,091 shares were represented at the Annual Meeting, which constituted a quorum. The final voting results of the two proposals are set forth below.   Proposal 1: Election of Class I Directors   The Company’s shareholders elected Dr. Lim Boh Soon and Ms. Elissa J. Shane to serve as the Class I Directors on the Company’s Board of Directors (the “Board”), to serve a three-year term that will expire at the Company’s 2024 Annual Meeting of Shareholders and at such time as his or her successor has been duly elected and qualified or his or her earlier resignation or removal. The voting results are as follows:       For     Withheld     Broker Non-Votes   Dr. Lim Boh Soon     8,750,045       97,134       3,630,912   Ms. Elissa J. Shane     8,217,558       629,621       3,630,912     Proposal 2: Ratification of Independent Registered Public Accounting Firm   The Company’s shareholders ratified the appointment of Rosenberg Rich Baker Berman & Co. as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2021, as set forth below:   For Against   Abstain     12,449,643   23,959     4,489       2     Item 7.01   Regulation FD Disclosure     On December 21, 2021, members of the Company’s management team delivered a presentation at the Annual Meeting. A copy of the presentation is being furnished as Exhibit 99.1.   As provided in General Instruction B.2 of Form 8-K, the information in this Item 7.01 (including Exhibit 99.1) shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be incorporated by reference into any registration statement or other document filed under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such filing.   Item 9.01   Financial Statements and Exhibits.     (d) Exhibits.   Exhibit Number   Description 99.1   Presentation at the 2021 Annual Meeting of Shareholder of TOMI Environmental Solutions, Inc. on December 21, 2021     3      SIGNATURES   Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.     TOMI ENVIRONMENTAL SOLUTIONS, INC.           Date: December 21, 2021 By: /s/ Halden S. Shane       Name: Halden S. Shane       Title: Chief Executive Officer       4