Company Update

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549   FORM 8-K   CURRENT REPORT   Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934   Date of Report (Date of earliest event reported): September 30, 2020   TOMI ENVIRONMENTAL SOLUTIONS, INC. (Exact name of registrant as specified in its charter)   Florida   000-09908   59-1947988 (State or other jurisdiction of incorporation)   (Commission File Number)   (I.R.S. Employer Identification No.)   9454 Wilshire Blvd., Penthouse Beverly Hills, California 90212 (Address of principal executive offices) (Zip Code)   (800) 525-1698 (Registrant's telephone number, including area code)   Not Applicable (Former name or former address, if changed since last report)   Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below):   ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))   Securities registered pursuant to Section 12(b) of the Act:   Title of each class TradingSymbol(s) Name of each exchange on which registered Common Stock, $0.01 par value per share TOMZD OTC Markets Group Inc.   Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).   Emerging growth company   ☐   If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐         Item 8.01  Other Events.   On September 30, 2020, TOMI Environmental Solutions, Inc. (the “Company”) issued a press release announcing that the Company’s common stock, par value $0.01 per share (“Common Stock”), has been approved for listing on the NASDAQ Capital Market. TOMI’s Common Stock will commence trading on the NASDAQ Capital Market on October 1, 2020 under the ticker symbol “TOMZ.” A copy of the press release is furnished herewith as Exhibit 99.1 to this Current Report on Form 8-K.   Item 9.01  Financial Statements and Exhibits.   (d) Exhibits.   Exhibit No. Description 99.1 Press Release dated September 30, 2020.       SIGNATURES   Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.     TOMI ENVIRONMENTAL SOLUTIONS, INC.             Date: September 30, 2020 By: /s/ Halden S. Shane     Name: Halden S. Shane     Title: Chief Executive Officer