8-KThe WireRoutine
Shareholder Vote
Filed Apr 29, 2022 · 4y ago · Accession 0001564590-22-016821
Plain English
Material event — a significant development the company must disclose promptly.
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Filing text
View original ↗UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): 4/26/2022
UMB FINANCIAL CORP ORATION
(Exact name of registrant as specified in its charter)
Commission File Number: 001-38481
MO
43-0903811
(State or other jurisdiction of
(IRS Employer
incorporation)
Identification No.)
1010 Grand Blvd. , Kansas City , MO 64106
(Address of principal executive offices, including zip code)
( 816 ) 860-7000
(Registrant’s telephone number, including area code)
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13c-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities Registered Pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock, $1.00 Par Value
UMBF
The NASDAQ Global Select Market
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07 Submission of Matters to a Vote of Security Holders
The annual meeting of shareholders of the Company was held on April 26, 2022. As of the record date, there were a total of 48,418,039 shares outstanding and entitled to vote at the annual meeting. At the annual meeting, 44,411,138 shares were represented in person or by proxy, therefore, a quorum was present. The following proposals were submitted by the Board of Directors to a vote of the shareholders:
1. Election of 12 directors to hold office until the 2023 annual meeting of shareholders. The nominees for the directorships received the following votes:
Director
For
Withhold
Broker Non-Votes
Robin C. Beery
41,080,107
624,111
2,706,920
Janine A. Davidson
40,442,575
1,261,643
2,706,920
Kevin C. Gallagher
41,220,675
483,543
2,706,920
Greg M. Graves
37,054,403
4,649,815
2,706,920
Alexander C. Kemper
40,858,066
846,152
2,706,920
J. Mariner Kemper
40,670,210
1,034,008
2,706,920
Gordon E. Lansford, III
41,080,257
623,961
2,706,920
Timothy R. Murphy
41,095,725
608,493
2,706,920
Tamara M. Peterman
40,931,677
772,541
2,706,920
Kris A. Robbins
41,247,998
456,220
2,706,920
L. Joshua Sosland
40,802,137
902,081
2,706,920
Leroy J. Williams, Jr.
41,098,501
605,717
2,706,920
Based on the votes set forth above, each of the nominees was elected to serve as a director until the annual meeting in 2023.
2. Advisory vote (non-binding) on the compensation paid to our named executive officers.
For
Against
Abstain
Broker Non-Votes
40,785,382
794,421
124,415
2,706,920
3. Ratification of the Corporate Audit Committee's engagement KPMG LLP to serve as the Company's independent registered public accounting firm for 2022. The proposal received the following votes:
For
Against
Abstain
Broker Non-Votes
44,273,594
124,248
13,296
—
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
UMB FINANCIAL CORPORATION
By:
/s/ Ram Shankar
Ram Shankar
Chief Financial Officer
Date: April 29, 2022
Filing details
- Company
- UMB FINANCIAL CORP
- Ticker
- UMBF
- CIK
- 101382
- Form type
- 8-K
- Filing date
- Apr 29, 2022
- Report date
- Apr 26, 2022
- Document
- umbf-8k_20220426.htm
- Size
- 240 KB