FilingIndex
8-KThe WireRoutine

Shareholder Vote

Filed Apr 29, 2022 · 4y ago · Accession 0001564590-22-016821

Plain English

Material event — a significant development the company must disclose promptly.

Read the source below for the full document.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549     Form 8-K     CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934   Date of Report (Date of earliest event reported):   4/26/2022     UMB FINANCIAL CORP ORATION (Exact name of registrant as specified in its charter)     Commission File Number: 001-38481   MO    43-0903811 (State or other jurisdiction of    (IRS Employer incorporation)    Identification No.)   1010 Grand Blvd. , Kansas City , MO 64106 (Address of principal executive offices, including zip code)   ( 816 ) 860-7000 (Registrant’s telephone number, including area code)   (Former name or former address, if changed since last report)     Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:   ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)   ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)   ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))   ☐ Pre-commencement communications pursuant to Rule 13c-4(c) under the Exchange Act (17 CFR 240.13e-4(c))   Securities Registered Pursuant to Section 12(b) of the Act: Title of each class Trading Symbol(s) Name of each exchange on which registered Common Stock, $1.00 Par Value UMBF The NASDAQ Global Select Market     Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).   Emerging growth company ☐   If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐         Item 5.07    Submission of Matters to a Vote of Security Holders   The annual meeting of shareholders of the Company was held on April 26, 2022. As of the record date, there were a total of 48,418,039 shares outstanding and entitled to vote at the annual meeting. At the annual meeting, 44,411,138 shares were represented in person or by proxy, therefore, a quorum was present. The following proposals were submitted by the Board of Directors to a vote of the shareholders:   1.  Election of 12 directors to hold office until the 2023 annual meeting of shareholders. The nominees for the directorships received the following votes:   Director   For     Withhold     Broker Non-Votes   Robin C. Beery     41,080,107       624,111       2,706,920   Janine A. Davidson     40,442,575       1,261,643       2,706,920   Kevin C. Gallagher     41,220,675       483,543       2,706,920   Greg M. Graves     37,054,403       4,649,815       2,706,920   Alexander C. Kemper     40,858,066       846,152       2,706,920   J. Mariner Kemper     40,670,210       1,034,008       2,706,920   Gordon E. Lansford, III     41,080,257       623,961       2,706,920   Timothy R. Murphy     41,095,725       608,493       2,706,920   Tamara M. Peterman     40,931,677       772,541       2,706,920   Kris A. Robbins     41,247,998       456,220       2,706,920   L. Joshua Sosland     40,802,137       902,081       2,706,920   Leroy J. Williams, Jr.     41,098,501       605,717       2,706,920     Based on the votes set forth above, each of the nominees was elected to serve as a director until the annual meeting in 2023.     2.  Advisory vote (non-binding) on the compensation paid to our named executive officers.   For     Against     Abstain     Broker Non-Votes     40,785,382       794,421       124,415       2,706,920       3.  Ratification of the Corporate Audit Committee's engagement KPMG LLP to serve as the Company's independent registered public accounting firm for 2022.  The proposal received the following votes:   For     Against     Abstain     Broker Non-Votes     44,273,594       124,248       13,296       —                   SIGNATURES   Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.   UMB FINANCIAL CORPORATION     By:     /s/ Ram Shankar   Ram Shankar Chief Financial Officer Date: April 29, 2022
Filing details
Ticker
UMBF
CIK
101382
Form type
8-K
Filing date
Apr 29, 2022
Report date
Apr 26, 2022
Document
umbf-8k_20220426.htm
Size
240 KB