Shareholder Vote

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549   FORM 8-K   CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): February 25, 2021   ALICO, INC.   (Exact name of registrant as specified in its charter)     Florida   0-261   59-0906081 (State or other jurisdiction of incorporation)   (Commission File Number)   (I.R.S. Employer Identification No.)   10070 Daniels Interstate Court , Suite 100 , Fort Myers , FL 33913   (Address of principal executive offices)(Zip Code)   239 - 226-2000   (Registrant’s telephone number, including area code )   Not Applicable   (Former Name or Former Address, if Changed Since Last Report)   Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:   ☐ Written communications pursuant to Rule 425 under the Securities Act (17 C.F.R. 230.425) ☐ Soliciting Material pursuant to Rule 14a-12 under the Exchange Act (17 C.F.R. 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14D-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 C.F.R. 240.13e-4(c))   Securities registered pursuant to Section 12(b) of the Act:   Title of each class   Trading Symbol(s)   Name of each exchange on which registered Common Stock     ALCO     Nasdaq Global Select Market   Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).   ☐ Emerging growth company   If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ☐           Section 5 Corporate Governance and Management Item 5.07 Submission of Matters to a Vote of Security Holders   Alico, Inc. (the “Company”) held its Annual Meeting of Shareholders on February 25, 2021. There were 7,506,160 shares of common stock entitled to be voted and 5,847,019 shares were voted in person or by proxy, thus a quorum was present. The following is a brief description of each matter voted upon at the Annual Meeting, as well as the final voting tally certified by the Company’s Inspector of Elections with respect to each matter.  A more complete description of each matter is set forth in the Company’s definitive proxy statement filed with the Securities and Exchange Commission on January 19, 2021.   Proposal 1 : The Company’s shareholders elected each of the Company’s nine nominees for director to hold office for the ensuing year, or until their respective successors are duly elected and qualified, as set forth below :       FOR   WITHHELD   BROKER NON-VOTES             John E. Kiernan   4,900,864   143,532   802,623 George R. Brokaw   4,900,422   143,974   802,623 R. Greg Eisner   4,418,323   626,073   802,623 Katherine R. English   4,890,789   153,607   802,623 Benjamin D. Fishman   4,766,488   277,908   802,623 W. Andrew Krusen, Jr.   4,881,683   162,713   802,623 Toby K. Purse   4,765,944   278,452   802,623 Adam H. Putnam   4,897,739   146,657   802,623 Henry R. Slack   4,897,869   146,527   802,623   Proposal 2: The Company’s shareholders voted in favor of ratifying the Audit Committee’s selection of RSM US LLP as the Company’s independent registered public accounting firm for fiscal year 2021, as set out below .   FOR   AGAINST   ABSTAIN   BROKER NON-VOTES 5,791,030   29,699   26,290   0   Proposal 3: The Company’s shareholders voted in favor of the advisory approval of the compensation of the Company’s Named Executive Officers .   FOR   AGAINST   ABSTAIN   BROKER NON-VOTES 4,466,994   460,135   117,267   802,623   Proposal 4: The Company’s shareholders voted in favor of the advisory approval of the three-year frequency for the Company’s Named Executive Officers compensation program (say-on-pay) advisory vote .   3 YEARS   2 YEARS   1 YEAR   ABSTAIN   BROKER NON-VOTES 2,922,523   11,245   1,970,283   140,345   802,623         SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.     Date: March 1, 2021 ALICO, INC.                           By:   /s/ Richard Rallo               Richard Rallo       Senior Vice President and Chief Financial Officer