8-KThe WireRoutine
Shareholder Vote
Filed May 6, 2024 · 2y ago · Accession 0001558370-24-006805
Plain English
Material event — a significant development the company must disclose promptly.
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Filing text
View original ↗UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) May 2, 2024
ECOLAB INC.
(Exact name of registrant as specified in its charter)
Delaware
1-9328
41-0231510
(State or other jurisdiction
of incorporation)
(Commission
File No.)
(IRS Employer
Identification No.)
1 Ecolab Place , Saint Paul , Minnesota 55102
(Address of principal executive offices) (Zip Code)
Registrant’s telephone number, including area code 1- 800 - 232-6522
(Not applicable)
(Former name or former address, if changed since last report.)
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading symbol(s)
Name of each exchange on which registered
Common Stock, $1.00 par value
2.625% Euro Notes due 2025
ECL
ECL 25
New York Stock Exchange , Inc.
New York Stock Exchange , Inc.
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ◻
Item 5.07 Submission of Matters to a Vote of Security Holders .
Ecolab’s Annual Meeting of Stockholders (the “Annual Meeting”) was held on May 2, 2024. A copy of the News Release issued by Ecolab in connection with this report under Item 5.07 is attached as Exhibit (99.1).
At the close of business on March 5, 2024, the record date of the Annual Meeting, Ecolab had 286,097,515 shares of common stock issued and outstanding. At the Annual Meeting, 253,209,670 of the issued and outstanding shares of Ecolab’s common stock were represented in person or by proxy which constituted a majority of the issued and outstanding shares on the record date for the Annual Meeting.
The first proposal voted upon was the election of 12 Directors for a one-year term ending at the annual meeting in 2025. The 12 persons nominated by Ecolab’s board of directors received the following votes and were elected:
FOR
AGAINST
ABSTAIN
BROKER NON-VOTE
Judson B. Althoff
235,442,974
1,127,340
315,077
16,324,279
Shari L. Ballard
233,558,697
3,021,069
305,625
16,324,279
Christophe Beck
219,237,167
15,495,776
2,152,448
16,324,279
Eric M. Green
225,817,475
10,722,873
345,043
16,324,279
Arthur J. Higgins
228,040,856
8,533,238
311,297
16,324,279
Michael Larson
231,803,857
4,780,731
300,803
16,324,279
David W. MacLennan
224,735,704
11,185,684
964,003
16,324,279
Tracy B. McKibben
230,267,692
6,295,147
322,552
16,324,279
Lionel L. Nowell III
223,237,131
13,328,631
319,629
16,324,279
Victoria J. Reich
216,358,299
20,198,369
328,723
16,324,279
Suzanne M. Vautrinot
231,359,649
5,217,143
308,599
16,324,279
John J. Zillmer
178,147,714
58,365,681
371,996
16,324,279
The second proposal was a vote to approve, on an advisory basis, the compensation of the named executives disclosed in the Company’s Proxy Statement. The proposal received the following votes and was approved:
FOR
AGAINST
ABSTAIN
BROKER
NON-VOTE
210,468,350
23,110,067
3,306,974
16,324,279
The third proposal voted upon was the ratification of the appointment of PricewaterhouseCoopers LLP as Ecolab’s independent registered public accounting firm for the year ending December 31, 2024. The proposal received the following votes and was approved:
FOR
AGAINST
ABSTAIN
BROKER
NON-VOTE
222,994,009
29,982,208
233,453
0
2
The fourth proposal was a vote to approve a stockholder proposal regarding an independent board chair policy. The proposal received the following votes and was not approved:
FOR
AGAINST
ABSTAIN
BROKER
NON-VOTE
80,099,938
155,916,952
868,501
16,324,279
Item 9.01 Financial Statements and Exhibits .
(d)
Exhibits.
Exhibit No.
Description
Method of Filing
(99.1)
Ecolab Inc. News Release dated May 2, 2024.
Filed herewith electronically.
(104)
Cover Page Interactive Data File.
Embedded within the Inline XBRL document.
3
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
ECOLAB INC.
Date: May 6, 2024
By:
/s/ David F. Duvick
David F. Duvick
Assistant Secretary
4
Filing details
- Company
- ECOLAB INC.
- Ticker
- ECL
- CIK
- 31462
- Form type
- 8-K
- Filing date
- May 6, 2024
- Report date
- May 2, 2024
- Document
- ecl-20240502x8k.htm
- Size
- 286 KB