Shareholder Vote

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549           FORM 8-K         CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934    Date of Report (Date of earliest event reported): May 10, 2021           Uber Technologies, Inc. (Exact name of registrant as specified in its charter)         Delaware 001-38902 45-2647441 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I.R.S. Employer Identification No.)   1515 Third Street San Francisco , California 94158 (Address of principal executive Offices, including zip code)   (415)   612-8582 Registrant’s telephone number, including area code   Not Applicable (Former name or former address, if change since last report)            Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))   Securities registered pursuant to Section 12(b) of the Act:   Title of each class   Trading Symbol(s)   Name of each exchange on which registered Common Stock, par value $0.00001 per share   UBER   New York Stock Exchange   Indicate by check mark whether the registrant is an emerging growth company as defined in in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company o   If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o             Item 5.07 Submission of Matters to a Vote of Security Holders   On May 10, 2021, Uber Technologies, Inc. (the “Company”) held its annual meeting of stockholders (the “Meeting”). Present at the Meeting in person or by proxy were holders of 1,497,102,374 shares of common stock of the Company, representing 80.5% of the voting power of the shares of common stock of the Company as of the close of business on March 15, 2021, the record date for the Meeting, and constituting a quorum for the transaction of business. The stockholders of the Company voted on the following items at the Meeting:     1. To elect eleven directors to serve until the 2022 annual meeting and until their successors are elected.   2. To approve, on an advisory basis, the 2020 compensation of the Company’s named executive officers.   3. To ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2021.   4. To approve the removal of supermajority voting requirements from the Company’s certificate of incorporation and bylaws.   5. Stockholder proposal to prepare an annual report on the Company’s lobbying activities.   1. Election of Directors   Nominee   For   Against   Abstain   Broker Non-Vote Ronald Sugar     1,251,884,983       46,330,589       19,465,956       179,420,846   Revathi Advaithi     1,296,061,456       4,017,466       17,602,606       179,420,846   Ursula Burns     1,295,050,874       5,169,809       17,460,845       179,420,846   Robert Eckert     1,230,617,498       69,577,132       17,486,898       179,420,846   Amanda Ginsberg     1,296,730,913       3,460,414       17,490,201       179,420,846   Dara Khosrowshahi     1,295,290,338       5,021,733       17,369,457       179,420,846   Wan Ling Martello     1,296,099,305       3,972,651       17,609,572       179,420,846   Yasir Al-Rumayyan     1,273,964,186       26,109,710       17,607,632       179,420,846   John Thain     1,294,875,297       5,200,109       17,606,122       179,420,846   David Trujillo     1,238,381,501       60,753,477       18,546,550       179,420,846   Alexander Wynaendts     1,296,302,359       3,854,445       17,524,724       179,420,846     Based on the votes set forth above, each director nominee was duly elected to serve until the 2022 annual meeting of stockholders and until his or her successor is duly elected and qualified. 2. Advisory Vote on the Compensation of the Company’s Named Executive Officers   For   Against   Abstain   Broker Non-Votes   1,255,860,728       73,534,751       18,286,049       179,420,846   Based on the votes set forth above, the stockholders approved, on an advisory basis, the compensation of the Company’s named executive officers.         3. Ratification of Appointment of Independent Registered Public Accounting Firm   For   Against   Abstain   1,470,371,053       9,259,732       17,471,589   There were no broker non-votes on this proposal. Based on the votes set forth above, the stockholders ratified the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2021. 4. Approval of Removal of Supermajority Voting Requirements   For   Against   Abstain   Broker Non-Votes   1,298,309,523       1,955,677       17,416,328       179,420,846   Based on the votes set forth above, the stockholders approved the removal of the supermajority voting requirements from the Company’s certificate of incorporation and bylaws. 5. Stockholder Proposal to Prepare Annual Report on Lobbying Activities   For   Against   Abstain   Broker Non-Votes   392,261,916       885,759,101       39,660,511       179,420,846     Based on the votes set forth above, the stockholders did not approve the stockholder proposal to prepare an annual report on lobbying activities.     Item 9.01 Financial Statements and Exhibits   (d) Exhibits.   Number   Description 104   Interactive Data File (embedded within the Inline XBRL document)             SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.         Uber Technologies, Inc.       Dated: May 13, 2021 By:   /s/ Dara Khosrowshahi     Dara Khosrowshahi     Chief Executive Officer