8-KThe WireRoutine
Shareholder Vote
Filed Aug 11, 2021 · 4y ago · Accession 0001437749-21-019470
Plain English
Material event — a significant development the company must disclose promptly.
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Filing text
View original ↗UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (date of earliest event reported): August 11, 2021
SENECA FOODS CORPORATION
(Exact Name of Registrant as Specified in its Charter)
New York
(State or Other Jurisdiction of Incorporation)
0-01989
(Commission File Number)
16-0733425
(IRS Employer Identification No.)
3736 South Main Street , Marion , New York 14505-9751
(Address of principal executive offices, including zip code)
( 315 ) 926-8100
(Registrant's telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
Securities registered pursuant to Section 12(b) of the Exchange Act:
Title of Each Class
Trading Symbol
Name of Each Exchange on
Which Registered
Common Stock Class A , $.25 Par
SENEA
NASDAQ Global Select Market
Common Stock Class B , $.25 Par
SENEB
NASDAQ Global Select Market
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule 12b-2 of the Securities Exchange Act of 1934.
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07 Submission of Matters to a Vote of Security Holders
On August 11, 2021, Seneca Foods Corporation (the “Company”) held its Annual Meeting of Shareholders (“Annual Meeting”). As of the record date established in connection with the Annual Meeting, the following shares of voting stock were issued and outstanding:
Voting Stock
Shares Outstanding
Votes/Share
Class A Common Stock
7,243,279
0.05:1
Class B Common Stock
1,705,938
1:1
10% Cumulative Convertible Voting Preferred Stock - Series A
407,240
1:1
10% Cumulative Convertible Voting Preferred Stock - Series B
400,000
1:1
6% Cumulative Voting Preferred Stock
200,000
1:1*
otes on 6% Cumulative Preferred Stock can only be cast with respect to the election of directors
The matters voted upon at the Annual Meeting and the results are set forth below:
Proposal 1: Election of Directors
At the Annual Meeting, Linda K. Nelson, Paul L. Palmby, Donald J. Stuart, and Keith A. Woodward were elected directors of the Company. Ms. Nelson, Mr. Stuart, and Mr. Woodward will each serve until the 2024 Annual Meeting, Mr. Palmby will serve until the 2022 Annual Meeting, and all until each of their successors is duly elected and shall qualify.
Withhold
Broker
Nominee
For
Authority
Non-Votes
Linda K. Nelson
2,523,470
4,244
505,607
Paul L. Palmby
2,518,000
9,714
505,607
Donald J. Stuart
2,506,741
20,973
505,607
Keith A. Woodward
2,486,713
41,001
505,607
The Board of Directors is divided into three classes having staggered terms of three years each. In addition to Mr. Palmby, the terms of Kathryn J. Boor and John P. Gaylord expire in 2022 and the terms of Peter R. Call, Michael F. Nozzolio, and Arthur S. Wolcott expire in 2023.
Proposal 2: Ratification of Independent Registered Public Accounting Firm
At the Annual Meeting, the shareholders voted to ratify the appointment of Plante Moran, PC as the Company's independent registered public accounting firm for the fiscal year ending March 31, 2022.
For
Against
Abstain
2,889,993
378
931
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
Exhibit 104 Cover Page Interactive Data File (embedded within Inline XBRL document)
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: August 11, 2021
SENECA FOODS CORPORATION
By:
/s/ Timothy J. Benjamin
Name:
Timothy J. Benjamin
Title:
Chief Financial Officer
Filing details
- Company
- Seneca Foods Corp
- Ticker
- SENEA
- CIK
- 88948
- Form type
- 8-K
- Filing date
- Aug 11, 2021
- Report date
- Aug 11, 2021
- Document
- senea20210806_8k.htm
- Size
- 191 KB