8-KThe WireStrategic
Material Agreement
Filed Feb 16, 2021 · 5y ago · Accession 0001387131-21-002393
Plain English
Material event — a significant development the company must disclose promptly.
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Filing text
View original ↗UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (date of earliest event
reported): February 11, 2021
TherapeuticsMD, Inc.
(Exact Name of Registrant as Specified in
Its Charter)
Nevada
001-00100
87-0233535
(State or Other Jurisdiction
of Incorporation)
(Commission
File Number)
(IRS Employer
Identification No.)
951 Yamato Road , Suite 220
Boca Raton , FL 33431
(Address of principal executive office) (zip
code)
Registrant’s telephone number,including area code: (561) 961-1900
Not Applicable
(Former name or former address, if changed
since last report.)
Check the appropriate box below if the Form 8-K filing is
intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading
Symbol
Name of each exchange
on which registered
Common Stock, par value $0.001 per share
TXMD
The Nasdaq Stock Market LLC
Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if
the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 1.01.
Entry Into a Material Definitive Agreement.
On February 11, 2021, TherapeuticsMD, Inc., a Nevada corporation,
entered into an underwriting agreement (the “Underwriting Agreement”) with Cantor Fitzgerald & Co., as underwriter
(the “Underwriter”), relating to an underwritten public offering of 59,459,460 shares (the “Offering”)
of the Company’s common stock, par value $0.001 per share (“Common Stock”). Pursuant to the Underwriting Agreement,
the Company granted to the Underwriter an option, exercisable for a period of 30 days, to purchase up to 8,918,919 additional shares
of Common Stock. The net proceeds to the Company from the offering, excluding any proceeds that may be received from the exercise
of the underwriter’s option to purchase additional shares, is expected to be approximately $97.1 million, after deducting
the underwriting discounts and commissions and estimated offering expenses payable by the Company. The offering is expected to
close on February 16, 2021.
The offering is being made pursuant
to the Company’s effective shelf registration statement on Form S-3 (Registration No. 333-226452) previously
filed with the Securities and Exchange Commission (the “SEC”), and an accompanying prospectus, previously filed by
the Company with the SEC, and declared effective by the SEC on May 5, 2020, as supplemented by a preliminary prospectus supplement
filed with the SEC on February 10, 2021 and a final prospectus supplement filed with the SEC on February 16, 2021.
The Underwriting Agreement contains
representations, warranties and covenants of the Company that are customary for transactions of this type and customary conditions
to closing. Additionally, the Company has agreed to provide the Underwriter with customary indemnification rights under the Underwriting
Agreement. The foregoing description of the Underwriting Agreement is qualified in its entirety by reference to the complete text
of the Underwriting Agreement, a copy of which is filed as Exhibit 1.1 to this Current Report on Form 8-K and is incorporated
herein by reference. A copy of the opinion of Greenberg Traurig, LLP regarding the validity of the shares of Common Stock issued
in the Offering is filed as Exhibit 5.1 to this Current Report on Form 8-K.
Item 9.01
Financial Statements and Exhibits.
(d) Exhibits
Exhibit Index
Exhibit
Number
Description
of Exhibit
1.1
Underwriting Agreement, dated February 11, 2021, by and between the Company and Cantor Fitzgerald & Co., as representative of the several underwriters named therein.
5.1
Opinion of Greenberg Traurig, LLP
23.1
Consent of Greenberg Traurig, LLP (set forth in Exhibit 5.1).
104
Cover
Page Interactive Data File (the cover page tags are embedded within the Inline XBRL document).
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
THERAPEUTICSMD, INC.
Date: February 16, 2021
By:
/s/ James C. D’Arecca
James C. D’Arecca
Chief Financial Officer
Filing details
- Company
- TherapeuticsMD, Inc.
- Ticker
- TXMD
- CIK
- 25743
- Form type
- 8-K
- Filing date
- Feb 16, 2021
- Report date
- Feb 11, 2021
- Document
- txmd-8k_021121.htm
- Size
- 500 KB