8-KThe WireRed Alert
Executive Change
Filed May 23, 2025 · 1y ago · Accession 0001213900-25-047349
Plain English
Material event — a significant development the company must disclose promptly.
Read the source below for the full document.
Filing text
View original ↗UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or Section 15(d)
of
the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): May 23, 2025
Dominari
Holdings Inc.
(Exact
name of registrant as specified in its charter)
Delaware
001-41845
52-0849320
(State
or other jurisdiction
of
incorporation)
(Commission
File Number)
(IRS
Employer
Identification
No.)
725 5 th Avenue , 22 nd Floor
New
York , NY 10022
( 212 )
393-4540
( Address,
including Zip Code and Telephone Number, including
Area
Code, of Principal Executive Offices)
Not
Applicable
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation to the registrant under
any of the following provisions:
☐
Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
Trading
Symbol(s)
Name
of each exchange on which registered
Common Stock, $0.0001 par value
DOMH
The Nasdaq Capital Market
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying
with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item
5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of
Certain Officers
Resignation
of Ron Lieberman as a Director
On
May 23, 2025, Ron Lieberman notified the Company of his decision to resign as a member of the Board of Directors (the “Board”)
of Dominari Holdings Inc. (the “Company”), effective as of May 23, 2025. Mr. Lieberman will transition to the Company’s
board of advisors (the “Advisory Board”). Mr. Lieberman’s resignation is not due to any disagreements
with the Company on any of its operations, policies or practices. As a member of the Advisory Board, Mr. Lieberman will join
in actively advancing the Company’s search for aggressive growth opportunities.
As
a result of Mr. Lieberman’s resignation, the Board has determined to reduce its size from eight to seven members.
1
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
Dated: May 23, 2025
DOMINARI
HOLDINGS INC.
By:
/s/
Anthony Hayes
Name:
Anthony Hayes
Title:
Chief Executive Officer
2
Filing details
- Company
- Dominari Holdings Inc.
- Ticker
- DOMH
- CIK
- 12239
- Form type
- 8-K
- Filing date
- May 23, 2025
- Report date
- May 23, 2025
- Document
- ea0243253-8k_dominari.htm
- Size
- 194 KB