Shareholder Vote

Securities and Exchange Commission on September 25, 2024. The following actions were taken at the Annual Meeting:   Proposal No. 1: Election of Class I Directors   The first proposal was the election of two (2) Class I directors each to serve for a three-year term that expires at the 2027 annual meeting of stockholders and until the election and qualification of their respective successors in office, subject to their earlier death, resignation, or removal. The vote on the proposal was as follows:   Name of Nominee   FOR     WITHHELD     BROKER NON-VOTE   Kyle Haug     2,982,621       202,061       851,320   Timothy S. Ledwick     2,901,081       283,601       851,320     Each nominee was elected.   Proposal No. 2: Ratification of the Appointment of Independent Registered Public Accounting Firm   The second proposal was the ratification of the appointment of Marcum LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2024. The vote on the proposal was as follows:   FOR   AGAINST   ABSTAIN 3,974,063   37,230   24,709   Proposal No. 2 was approved by a majority of the votes cast.   1     Proposal No. 3: Approval of the Amendment to the Amended and Restated Certificate of Incorporation to Provide for Officer Exculpation   The third proposal was the approval of an amendment to the Company’s Amended and Restated Certificate of Incorporation to provide for the exculpation of certain Company officers for direct claims made by stockholders on behalf of the Company to the extent permitted by Section 102 and Section 15 of the Delaware General Corporation Law. The vote on the proposal was as follows:  FOR   AGAINST   ABSTAIN   BROKER NON-VOTE 2,725,915   377,624   81,143   851,320   Proposal No. 3 was not approved by the required majority of the total number of shares entitled to vote at the Annual Meeting.   Proposal No. 4: Exclusive Forum Amendment to the Amended and Restated Certificate of Incorporation   The fourth proposal was the approval of an exclusive forum amendment to the Company’s Amended and Restated Certificate of Incorporation to add an exclusive forum provision which would specify that (i) the federal district courts of the United States of America will be the exclusive forum for the resolution of any complaint brought under the Securities Act of 1933 and (ii) state courts located within the State of Delaware will be the exclusive forum for Delaware Law Claims, as defined in the Proxy Statement. The vote on the proposal was as follows:   FOR   AGAINST   ABSTAIN   BROKER NON-VOTE 2,887,975   217,731   78,976   851,320   Proposal No. 4 was not approved by the required majority of the total number of shares entitled to vote at the Annual Meeting.    2     SIGNATURES   Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.   Dated: November 7, 2024   DOMINARI HOLDINGS INC.         By: /s/ Anthony Hayes   Name:  Anthony Hayes   Title: Chief Executive Officer       3