Shareholder Vote

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549   FORM 8-K   CURRENT REPORT   Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934   Date of Report (Date of earliest event reported): November 1, 2024   Siebert Financial Corp. (Exact name of registrant as specified in its charter)   New York   0-5703   11-1796714 (State or other jurisdiction of incorporation)   (Commission File Number)   (IRS Employer Identification Number)   653 Collins Avenue , Miami Beach , FL 33139 (Address of principal executive offices) (Zip Code)   Registrant’s telephone number, including area code: ( 310 ) 385-1861       (Former name or former address, if changed since last report.)   Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):   ☐ Written communications pursuant to Rule 425 under the Securities Act   ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act   ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act   ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act   Securities registered pursuant to Section 12(b) of the Act:   Title of each class   Trading Symbol(s)   Name of each exchange on which registered Common Stock - $0.01 par value   SIEB   The Nasdaq Capital Market   Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).   Emerging growth company ☐   If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐             Item 5.07 Submission of Matters to a Vote of Security Holders.   Siebert Financial Corp. (the “Company”) held its Annual Meeting of Shareholders (the “2024 Annual Meeting”) on November 1, 2024. At the 2024 Annual Meeting, the following proposals were submitted by the Company’s Board of Directors to a vote of the Company’s shareholders and the ratification of the appointment of the Company’s independent registered public accounting firm. The final results of the voting on the proposals are noted below.   Proposal No. 1 - The election of the persons named below as directors to hold office until the Company’s annual meeting of shareholders to be held in 2025 and until his or her successor is duly elected and qualified or until his or her earlier resignation or removal.   Name   For Nominee     Authority Withheld From Nominee     Broker-Non Votes   Gloria E. Gebbia     32,899,284       149,633              —   John J. Gebbia     32,914,029       134,888       —   Charles A. Zabatta     32,822,127       226,790       —   Francis V. Cuttita     32,799,284       249,633       —   Andrew H. Reich     32,899,776       149,141       —   Jerry M. Schneider     32,892,765       156,152       —   Hocheol Shin     32,606,308       442,609       —     Proposal No. 2 - The ratification of the appointment of Crowe LLP (“Crowe) as the Company’s independent registered public accounting firm for fiscal 2024.   For Proposal No. 2     Against Proposal No. 2     Authority Withheld From Proposal No. 2     Broker-Non Votes     37,074,068       279,397       45,451              —     1       SIGNATURES   Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this Report to be signed on its behalf by the undersigned thereunto duly authorized.   Dated: November 5, 2024 SIEBERT FINANCIAL CORP.         By /s/ Andrew H. Reich     Andrew H. Reich Executive Vice President, Chief Operating Officer, Chief Financial Officer, and Secretary (Principal financial and accounting officer)     2