8-KThe Red FlagsRed Alert
Delisting Notice
Filed Sep 29, 2020 · 5y ago · Accession 0001213900-20-028836
Plain English
Material event — a significant development the company must disclose promptly.
Read the source below for the full document.
Filing text
View original ↗UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): September 24, 2020
AIKIDO PHARMA INC.
(Exact name of registrant as specified in its charter)
Delaware
000-05576
52-0849320
(State or other jurisdiction
of incorporation)
(Commission
File Number)
(I.R.S. Employer
Identification No.)
One Rockefeller Plaza, 11 th Floor, New York, NY
10020
(Address of principal executive offices)
(Zip Code)
Registrant’s telephone number, including area code: (703) 992-9325
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13a-4(c))
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth
company ☐
If an emerging growth company, indicate by
check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock, $0.0001 par value
AIKI
The Nasdaq Capital Market
Item 3.01 Notice of Delisting or Failure
to Satisfy a Continued Listing Rule or Standard; Transfer of Listing
On September 24, 2020, AIkido Pharma Inc., a Delaware corporation (the “Company”), received a staff deficiency notice
from The Nasdaq Stock Market (“Nasdaq”) informing the Company that its common stock, par value $0.0001 per share, failed
to comply with the $1.00 minimum bid price required for continued listing on The Nasdaq Capital Market under Nasdaq Listing Rule
5550(a)(2). Nasdaq’s letter advised the Company that, based upon the closing bid price during the period from August 12,
2020 to September 23, 2020, the Company no longer meets this test.
Pursuant to Nasdaq
Marketplace Rule 5810(c)(3)(A), the Company has been provided with a compliance period of 180 calendar days, or until March 23,
2021, to regain compliance with the minimum bid price requirement. To regain compliance, the closing bid price of the Company’s
common stock must meet or exceed $1.00 per share for a minimum of 10 consecutive business days prior to March 23, 2021.
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SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
AIKIDO PHARMA INC.
By:
/s/ Anthony Hayes
Name:
Title:
Anthony Hayes
Chief Executive Officer
Dated: September 29, 2020
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Filing details
- Company
- Dominari Holdings Inc.
- Ticker
- DOMH
- CIK
- 12239
- Form type
- 8-K
- Filing date
- Sep 29, 2020
- Report date
- Sep 24, 2020
- Document
- ea127527-8k_alkidopharma.htm
- Size
- 18 KB