8-KThe WireStrategic
Equity Issuance · Reg FD Disclosure
Filed Mar 28, 2023 · 3y ago · Accession 0001206774-23-000417
Plain English
Material event — a significant development the company must disclose promptly.
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Filing text
View original ↗UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities
Exchange Act of 1934
Date of Report (Date of earliest event reported)
March 27, 2023
Transcat, Inc .
(Exact name of registrant as specified in its charter)
Ohio
000-03905
16-0874418
(State or other jurisdiction
(Commission
(IRS Employer
of incorporation)
File Number)
Identification No.)
35 Vantage Point Drive , Rochester , New York
14624
(Address of principal executive offices)
(Zip Code)
Registrant's telephone number, including area code
( 585 ) 352-7777
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange
Act
(17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange
Act
(17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock, $0.50 par value
TRNS
Nasdaq Global Market
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§ 240.12b-2 of this chapter).
Emerging
growth company ☐
If an emerging growth company, indicate by check mark if the registrant
has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant
to Section 13(a) of the Exchange Act. ☐
Item 3.02 Unregistered
Sales of Equity Securities.
On March 27, 2023, Transcat,
Inc. (the “Company”) issued 77,387 shares (the “Shares”) of the Company’s common stock, par value $0.50
per share, in connection with the merger of TIC-MS, Inc. with and into a wholly-owned subsidiary of the Company. The Company issued the
Shares in reliance on the exemption from registration under Section 4(a)(2) of the Securities Act of 1933, as amended (the “Securities
Act”).
The recipients of the Shares
represented to the Company that they are “accredited investors” as that term is defined by Rule 501 of the Securities Act.
Appropriate legends stating that the Shares have not been registered under the Securities Act and may not be offered or sold absent registration
or pursuant to an exemption therefrom were affixed to the certificates or book entry statements evidencing the Shares.
Item
7.01 Regulation FD Disclosure.
On March 27, 2023, Transcat, Inc.
issued a press release announcing that it has acquired TIC-MS, Inc., a Missouri based precision metrology services and instrument calibration
laboratory. A copy of the press release is furnished herewith as Exhibit 99.1.
The information furnished pursuant
to this Item 7.01, including Exhibit 99.1, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange
Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities under such section and shall not be
deemed to be incorporated by reference into any filing of the Company under the Securities Act or the Exchange Act.
Item 9.01
Financial Statements and Exhibits.
(d) Exhibits .
Exhibit No.
Description
99.1
Transcat, Inc. Press Release dated March 27, 2023
104
Cover Page Interactive Data File (embedded within the Inline XBRL document)
SIGNATURES
Pursuant to
the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
TRANSCAT, INC.
Dated: March 28, 2023
By:
/s/ James M. Jenkins
James M. Jenkins
General Counsel and VP of Corporate Development
Filing details
- Company
- TRANSCAT INC
- Ticker
- TRNS
- CIK
- 99302
- Form type
- 8-K
- Filing date
- Mar 28, 2023
- Report date
- Mar 27, 2023
- Document
- trns4179691-8k.htm
- Size
- 238 KB