8-KThe WireRed Alert
Executive Change · Bylaw Amendment
Filed Dec 10, 2019 · 6y ago · Accession 0001193125-19-310113
Plain English
Material event — a significant development the company must disclose promptly.
Read the source below for the full document.
Filing text
View original ↗UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT
REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (date of earliest event reported): December 5, 2019
AMERICAN VANGUARD CORPORATION
(Exact name of registrant as specified in its charter)
Delaware
001-13795
95-2588080
(State or other jurisdiction
of incorporation)
Commission
File Number
(I.R.S. Employer
Identification No.)
4695 MacArthur Court
Newport Beach, California 92660
(Address of principal executive offices)
Registrants telephone number: (949) 260-1200
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of
the registrant under any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17
CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading
Symbol
Exchanges
on which registered
Common Stock, $.10 par value
AVD
New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of
1933 (§230.405 of this chapter) or Rule 12b02 of the Securities Exchange Act of 1934 (§240.12b02 of this chapter).
Emerging Growth Company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or
revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain
Officers; Compensatory Arrangements of Certain Officers
On December 5, 2019, American Vanguard Corporation (Registrant) appointed
director Debbie Edwards to serve on its Compensation Committee (in addition to her other duties) and director Emer Gunter to serve on both its Nominating & Corporate Governance Committee and Risk Committee. In addition, Ms. Gunter has
been designated to be the ESG (Environmental, Social & Governance) liaison between the N&CG Committee and management.
Item 5.03
Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year
On December 5, 2019, the board of directors of Registrant adopted and
approved a resolution to amend and restate Registrants Bylaws. The changes were made: (i) to bring its provisions up to date with Delaware General Corporation law; (ii) to include, and make consistent, the notice provisions for
director nominations and ballot proposals by stockholders at the annual meeting of shareholders (as such provisions had been memorialized in standalone policies previously); and (iii) to reflect more accurately the role of the Chief Executive
Officer within the company. Both a redlined version (showing changes in the Bylaws as compared to the version in effect immediately prior to December 5, 2019) and a clean version are linked hereto as Exhibits 99.2 and 99.3 are incorporated by
reference herein in their entirety.
Item 8.01 Other Events
On December 9, 2019, American Vanguard Corporation issued a press release announcing that its Board of Directors had declared a cash dividend in the
amount of two cents ($0.02) per share to holders of issuers common stock on the record date of December 26, 2019 for distribution on January 9, 2020. That release is linked hereto as Exhibit 99.1 and is incorporated by reference
herein in its entirety.
The information contained in this Current Report on Form 8-K, including the Exhibits
linked hereto, is being furnished under Items 5.02, 5.03, 8.01 and 9.01 and shall not be deemed filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the Exchange Act), or incorporated by
reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.
Item 9.01 Financial Statements and Exhibits.
(d)
Exhibits
Exhibit 99.1
Press release dated December 9, 2019 of American Vanguard Corporation regarding the declaration of a cash dividend.
Exhibit 99.2
Amended and Restated Bylaws of American Vanguard Corporation dated as of December 5, 2019 redlined to show changes from the version in effect immediately prior to that date.
Exhibit 99.3
Amended and Restated Bylaws of American Vanguard Corporation dated as of December 5, 2019 (clean version).
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, American Vanguard Corporation has duly caused this report to be signed on
its behalf by the undersigned, thereunto duly authorized.
AMERICAN VANGUARD CORPORATION
Date: December 10, 2019
By:
/s/ Timothy J. Donnelly
Timothy J. Donnelly
Chief Administrative Officer, General Counsel & Secretary
Filing details
- Company
- AMERICAN VANGUARD CORP
- Ticker
- AVD
- CIK
- 5981
- Form type
- 8-K
- Filing date
- Dec 10, 2019
- Report date
- Dec 5, 2019
- Document
- d845227d8k.htm
- Size
- 224 KB