8-KThe WireRed Alert
Executive Change
Filed Sep 25, 2019 · 6y ago · Accession 0001193125-19-254802
Plain English
Material event — a significant development the company must disclose promptly.
Read the source below for the full document.
Filing text
View original ↗UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT
REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): September 20, 2019
CITIZENS, INC.
(Exact
name of registrant as specified in its charter)
COLORADO
0-16509
84-0755371
(State or other jurisdiction
of incorporation)
(Commission
File Number)
(IRS Employer
Identification No.)
14231 Tandem Blvd, Austin, Texas 78758
(Address of principal executive offices) (Zip Code)
(512) 837-7100
(Registrants telephone number, including area code)
2900 Esperanza Crossing, Austin, Texas 78758
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of
the registrant under any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading
Symbol
Name of each exchange
on which registered
Class A Common Stock
CIA
New York Stock Exchange
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of
1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging
growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
Item 5.02
Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers;
Compensatory Arrangements of Certain Officers
On September 20, 2019, the Board of Directors (the Board) of
Citizens, Inc. (the Company) promoted Jeffery P. Conklin to Vice President, Chief Financial Officer and Treasurer of the Company, effective immediately. Mr. Conklin will continue serving as the Companys principal financial and
principal accounting officer.
Mr. Conklin had previously served as the Companys interim Chief Financial Officer and Chief Investment Officer
since March 2019, in addition to his existing roles as Vice President, Chief Accounting Officer and Treasurer of the Company since September 2017. In connection with the promotion, the Company did not enter into any new compensatory arrangements
with Mr. Conklin, and the salary increase Mr. Conklin received while serving as interim Chief Financial Officer and Chief Investment Officer became permanent. Additional information concerning Mr. Conklin and his appointment and
salary increase while serving in the interim roles was disclosed in the Companys Current Report on Form 8-K
filed with the SEC on March
27, 2019, as amended by the Companys Current Report on Form 8-K/A filed with the SEC on
April 5, 2019, which information is incorporated herein by reference.
On September 25, 2019, the Company filed a press release to announce the
promotion, a copy of which is attached hereto as Exhibit 99.1.
Item 9.01
Financial Statements and Exhibits
(d)
Exhibits
Exhibit
No.
Description
99.1
Citizens, Inc. press release, dated September 25, 2019.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
CITIZENS, INC.
By:
/s/ Geoffrey M. Kolander
President and Chief
Executive Officer
Date: September 25, 2019
Filing details
- Company
- CITIZENS, INC.
- Ticker
- CIA
- CIK
- 24090
- Form type
- 8-K
- Filing date
- Sep 25, 2019
- Report date
- Sep 20, 2019
- Document
- d805079d8k.htm
- Size
- 30 KB