8-KThe WireRoutine
Reg FD Disclosure
Filed Mar 1, 2019 · 7y ago · Accession 0001193125-19-061037
Plain English
Material event — a significant development the company must disclose promptly.
Read the source below for the full document.
Filing text
View original ↗UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT
REPORT
PURSUANT TO SECTION 13 OR 15(D)
OF THE SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported) March 1, 2019
Western Asset Investment Grade Income Fund Inc.
(Exact Name of Registrant as Specified in Its Charter)
Delaware
(State or Other Jurisdiction of Incorporation)
811-02351
95-2808650
(Commission File Number)
(IRS Employer Identification No.)
100 International Drive, Baltimore, MD
21202
(Address of Principal Executive Offices)
(Zip Code)
(888) 777-0102
(Registrants Telephone Number, Including Area Code)
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of
the registrant under any of the following provisions (see General Instruction A.2. below):
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17
CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this
chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging
growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange
Act. ☐
Item 7.01 Regulation FD Disclosure.
On March 1, 2019, Western Asset Investment Grade Income Fund Inc. (the Fund) issued a press release, the text of which is
attached hereto as Exhibit 99.1, announcing the appointment of Peter J. Taylor as a director of the Fund, effective March 1, 2019.
The information disclosed under this Item 7.01, including Exhibit 99.1, shall not be deemed to be filed for purposes of
Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities under Section 18 and shall not be deemed to be incorporated by reference into any filing of the Fund under the Securities Act of 1933,
as amended, except as expressly set forth by specific reference in such filing.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits
99.1 Press Release of the Fund, dated March 1, 2019.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
Western Asset Investment Grade Income Fund Inc.
Date: March 1, 2019
By:
/s/ Thomas C. Mandia
Name:
Thomas C. Mandia
Title:
Assistant Secretary
Filing details
- Ticker
- PAI
- CIK
- 75398
- Form type
- 8-K
- Filing date
- Mar 1, 2019
- Report date
- Mar 1, 2019
- Document
- d711768d8k.htm
- Size
- 18 KB
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