8-K/AThe WireRoutine
Company Update
Filed Dec 28, 2017 · 8y ago · Accession 0001193125-17-380791
Plain English
Material event — a significant development the company must disclose promptly.
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Filing text
View original ↗UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K/A
(Amendment
No. 1)
CURRENT REPORT
Pursuant to Section 13 OR 15(d)
of The Securities Exchange Act of 1934
Date of report (Date of earliest event reported): November 20, 2017
ASTRONOVA, INC.
(Exact
name of registrant as specified in its charter)
Rhode Island
0-13200
05-0318215
(State or other jurisdiction
of incorporation)
(Commission
File Number)
(I.R.S. Employer
Identification No.)
600 East Greenwich Avenue
West Warwick, RI 02893
(Address of principal executive offices) (Zip Code)
(401)-828-4000
Registrants telephone number, including area code
Not applicable
(Former
name or former address, if changed since last report.)
Check the appropriate box below
if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined
in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company
☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period
for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Explanatory Note
This Form 8-K/A is being filed as an amendment (Amendment No. 1) to the Current
Report on Form 8-K filed by AstroNova, Inc. (the Company) with the Securities and Exchange Commission on November 27, 2017 (the Original Filing). The sole purpose of this Amendment
No. 1 is to provide as Exhibit 10.1 hereto a corrected copy of the Companys Amended and Restated Employee Stock Purchase Plan, which was approved by the Companys Board of Directors on November 20, 2017.
ITEM 9.01 FINANCIAL
STATEMENTS AND EXHIBITS.
(d) Exhibits
Exhibit
No.
Exhibit
10.1
Amended and Restated AstroNova, Inc. Employee Stock Purchase Plan.
2
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by
the undersigned hereunto duly authorized.
ASTRONOVA, INC.
Dated: December 28, 2017
By:
/s/ Joseph P. OConnell
Joseph P. OConnell
Vice President and Interim Chief Financial Officer
3
Filing details
- Company
- AstroNova, Inc.
- Ticker
- ALOT
- CIK
- 8146
- Form type
- 8-K/A
- Filing date
- Dec 28, 2017
- Report date
- Nov 20, 2017
- Document
- d444128d8ka.htm
- Size
- 45 KB