8-KThe WireRed Alert
Executive Change · Shareholder Vote
Filed Dec 9, 2024 · 1y ago · Accession 0001174947-24-001326
Plain English
Material event — a significant development the company must disclose promptly.
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Filing text
View original ↗UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington ,
D. C. 20549
FORM 8-K
CURRENT
REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report
December 6, 2024
ESPEY MFG & ELECTRONICS CORP.
(Exact name of registrant as specified
in its charter)
New York
001-04383
14-1387171
(State or Other Jurisdiction of Incorporation)
(Commission File Number)
(IRS Employer Identification No.)
233 Ballston Avenue , Saratoga Springs , New York 12866
(Address of principal executive offices)
(518) 584-4100
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section
12(b) of the Act
Title of each class
Trading Symbol
Name of each exchange on which registered
Common Stock $.33-1/3 par value
ESP
NYSE American
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the
Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check
mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting
standards provided pursuant to Section 13(a) of the Exchange Act. ☐
ITEM 5.02 Departure of Directors or Certain Officers;
Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
Ms. Peggy A. Murphy has resigned
from her position as Corporate Secretary effective December 6, 2024 after serving in the position since December 1998. The Board
of Directors has appointed Ms. Jennifer Pickering to the position of Corporate Secretary effective December 6, 2024. Jennifer M. Pickering,
46, joined Espey as the Chief Human Resources Officer in April 2024. She served as Assistant Corporate Secretary from June 6, 2024
until her appointment to Corporate Secretary. Prior to joining the company, Jennifer was a Senior Director, Human Resources for
GlobalFoundries, a global manufacturer of semiconductors, where she served as an HR Business Partner, Global Leader of Learning &
Development, and Global Leader of HR Operations & Employee Services.
ITEM 5.07 Submissions of Matters to a Vote of Security Holders
Espey Mfg. & Electronics Corp. (the “Company”)
held its Annual Meeting of Stockholders (“Annual Meeting”) on December 6, 2024. At the Annual Meeting, the stockholders of
the Company elected Carl Helmetag and David O’Neil to the Board of Directors as the Class A Directors of the Company for a three
year term until the 2027 Annual Meeting of Shareholders or until their respective successors are duly elected and qualified.
Nominee
Votes For
Withholds
Broker Non-Votes
Carl Helmetag
1,263,867
315,408
1,195,880
David O’Neil
1,563,678
15,598
1,195,879
In addition, the proposal to ratify the appointment
of Freed Maxick CPAs, P.C. as the Company’s independent registered public accounting firm for the fiscal year ending June 30, 2025
was approved at the Annual Meeting:
Votes For
Votes Against
Abstentions
Broker Non-Votes
2,286,638
8,682
46,181
433,654
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: December 9,
2024
ESPEY MFG. & ELECTRONICS CORP.
By:
/s/ Katrina Sparano
Katrina Sparano
Principal Financial Officer
1
Filing details
- Company
- ESPEY MFG & ELECTRONICS CORP
- Ticker
- ESP
- CIK
- 33533
- Form type
- 8-K
- Filing date
- Dec 9, 2024
- Report date
- Dec 6, 2024
- Document
- form8k-33253_esp.htm
- Size
- 208 KB