8-KThe WireRoutine
Shareholder Vote
Filed Apr 24, 2020 · 6y ago · Accession 0001171843-20-002869
Plain English
Material event — a significant development the company must disclose promptly.
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Filing text
View original ↗UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_________________
FORM 8-K
_________________
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date
of earliest event reported): April
24, 2020
_______________________________
WESTAMERICA BANCORPORATION
(Exact name of registrant as specified in its charter)
_______________________________
California
001-09383
94-2156203
(State or Other Jurisdiction of Incorporation)
(Commission File Number)
(I.R.S. Employer Identification No.)
1108 Fifth Avenue
San Rafael ,
California
94901
(Address of Principal Executive Offices) (Zip Code)
Registrant's telephone number, including area code: ( 707 ) 863-6000
_______________________________
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock, no par value
WABC
The Nasdaq Stock Market, LLC
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act
of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company,indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised
financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Section 5 – Corporate Governance and Management
Item 5.07. Submission of Matters to a Vote of Security Holders.
Proxies for the Annual Meeting of shareholders held on April 23, 2020, were solicited
pursuant regulation 14A of the Securities Exchange Act of 1934. The Report of Inspector of election indicates that 23,340,452 shares
of the Common Stock of the Company, out of 27,101,866 shares outstanding on the February 24, 2020 record date, were present, in
person or by proxy, at the meeting. The following matters were submitted to a vote of the shareholders:
Proposal 1. Election of Directors
The shareholders elected all of the Board of Directors nominees for a term of one year,
as follows:
Nominee
For
Against
Abstain
Non-Votes
Etta Allen
19,500,311
1,467,195
39,816
2,333,130
Louis E. Bartolini
19,705,122
1,262,692
39,508
2,333,130
E. Joseph Bowler
19,660,332
1,307,067
39,923
2,333,130
Melanie Chiesa
20,906,486
59,916
40,920
2,333,130
Michele Hassid
20,905,004
59,604
42,714
2,333,130
Catherine C. MacMillan
19,704,246
1,263,690
39,386
2,333,130
Ronald A. Nelson
19,551,478
1,415,910
39,934
2,333,130
David L. Payne
20,496,583
468,797
41,942
2,333,130
Edward B. Sylvester
19,123,207
1,842,987
41,128
2,333,130
Proposal 2. Approve a Non-Binding Advisory Vote on Executive Compensation
The shareholders approved, on an advisory non-binding basis, the
compensation of Westamerica Bancorporation’s named executive officers, by the following vote:
For
Against
Abstain
Non-Votes
20,661,928
295,640
49,754
2,333,130
Proposal 3. Ratify Selection of Crowe Horwath, LLP as Company’s Independent Auditors
for Fiscal Year 2020
The shareholders ratified the appointment of Crowe Horwath, LLP as the Company’s
independent registered public accounting firm for the year ending December 31, 2020, by the following vote:
For
Against
Abstain
Non-Votes
23,228,679
74,410
37,363
-0-
2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
WESTAMERICA BANCORPORATION
(Registrant)
Date: April 24, 2020
By:
/s/ Jesse Leavitt
Jesse Leavitt
Senior Vice President and Chief Financial Officer
Filing details
- Company
- WESTAMERICA BANCORPORATION
- Ticker
- WABC
- CIK
- 311094
- Form type
- 8-K
- Filing date
- Apr 24, 2020
- Report date
- Apr 24, 2020
- Document
- f8k_042420.htm
- Size
- 221 KB