8-KThe WireRoutine
Shareholder Vote · Reg FD Disclosure
Filed Apr 22, 2021 · 5y ago · Accession 0001140361-21-013860
Plain English
Material event — a significant development the company must disclose promptly.
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Filing text
View original ↗UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or
15(d) of the Securities
Exchange Act of 1934
Date of Report: April 20, 2021
INDEPENDENT BANK CORPORATION
(Exact name of registrant as specified in its charter)
Michigan
0-7818
38-2032782
(State or other jurisdiction of incorporation)
(Commission File Number)
(IRS Employer Identification No.)
4200 East Beltline Grand Rapids , Michigan
49525
(Address of principal executive office)
(Zip Code)
Registrant's telephone number,
including area code:
( 616 ) 527-5820
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions
(see General Instruction A.2. below):
☐
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
Trading symbol(s)
Name of each exchange on which registered
Common stock, no par value
IBCP
NASDAQ Global Select Market
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule
12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised
financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07.
Submission of Matters to a Vote of Security Holders
At the Company's Annual Meeting of Shareholders held on April 20, 2021, the matters listed below were submitted to a vote of the shareholders
through the solicitation of proxies. The proposals are described in detail in the Company’s proxy statement, filed with the SEC on March 5, 2021. The voting results are as follows:
Proposal 1 : Election of Directors
The following individuals were elected to serve as directors of the Company to hold office until the 2024 Annual Meeting of Shareholders,
under the terms of the Company's Bylaws:
Nominee
For
Withheld
Broker Non - Votes
Christina L. Keller
17,053,271
105,218
2,199,162
Ronia F. Kruse
15,504,237
1,654,252
2,199,162
Michael M. Magee, Jr.
16,432,386
726,103
2,199,162
Matthew J. Missad
16,927,225
231,264
2,199,162
Proposal 2: Ratification of the Appointment of Independent Auditors
The shareholders ratified the appointment of Crowe LLP to serve as the Company's independent registered public accounting firm for the fiscal year
ending December 31, 2021.
For
Against
Abstain
Broker Non - Votes
19,086,523
242,424
28,704
--
Proposal 3: Advisory (Non-Binding) Vote on Executive Compensation
The shareholders approved a proposed resolution approving the compensation of the Company's named executive officers, as disclosed pursuant to the
compensation disclosure rules of the SEC.
For
Against
Abstain
Broker Non-Votes
16,473,280
578,215
106,994
2,199,162
Proposal 4: Vote on the Independent Bank Corporation 2021 Long-Term Incentive Plan (the “LTIP”)
The shareholders approved the LTIP.
For
Against
Abstain
Broker Non-Votes
16,420,042
711,778
26,669
2,199,162
Item 7.01
Regulation FD Disclosure.
On April 20, 2021, Independent Bank Corporation (the "Company") used a Shareholder Presentation at the Company's 2021 Annual Meeting of Shareholders. A copy of the
Shareholder Presentation is attached to this Current Report on Form 8-K as Exhibit 99.1 and is incorporated in this Item 7.01 by reference. The information disclosed under this Item 7.01 and Exhibit 99.1 is furnished to, and not filed with, the
Securities and Exchange Commission.
Item 9.01.
Financial Statements and Exhibits
Exhibits .
99.1
Shareholder Presentation.
104
Cover Page Interactive Data File (embedded with in the Inline, XBRL document).
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
INDEPENDENT BANK CORPORATION
(Registrant)
Date: April 22, 2021
/s/ Gavin A. Mohr
By: Gavin A. Mohr
Its: Executive Vice President and Chief Financial Officer
Filing details
- Company
- INDEPENDENT BANK CORP /MI/
- Ticker
- IBCP
- CIK
- 39311
- Form type
- 8-K
- Filing date
- Apr 22, 2021
- Report date
- Apr 20, 2021
- Document
- brhc10023439_8k.htm
- Size
- 3.2 MB