8-KThe WireRed Alert
Executive Change · Shareholder Vote
Filed May 2, 2025 · 1y ago · Accession 0001104659-25-043817
Plain English
Material event — a significant development the company must disclose promptly.
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Filing text
View original ↗UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section
13 OR 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported)
April 29, 2025
Associated Banc-Corp
(Exact name of registrant as specified in its charter)
Wisconsin
001-31343
39-1098068
(State or other jurisdiction of incorporation)
(Commission
File Number)
(IRS Employer Identification No.)
433 Main Street , Green Bay , Wisconsin
54301
(Address of principal executive offices)
(Zip code)
Registrant ’ s telephone number, including area code
( 920 ) 491-7500
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section
12(b) of the Act:
Title of each class
Trading
Symbol(s)
Name of each exchange on which
registered
Common Stock, par value $0.01 per share
ASB
The New York Stock Exchange
Depositary Shrs, each representing 1/40th intrst in a shr of 5.875% Non-Cum. Perp Pref Stock, Srs E
ASB PrE
The New York Stock Exchange
Depositary Shrs, each representing 1/40th intrst in a shr of 5.625%
Non-Cum. Perp Pref Stock, Srs F ASB PrF The New York Stock Exchange
6.625% Fixed-Rate Reset Subordinated Notes due 2033 ASBA The New York Stock Exchange
Indicate by check mark whether
the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this
chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended
transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of
the Exchange Act. ¨
Item 5.02. Departure
of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers;
Compensatory Arrangements of Certain Officers.
On April 29, 2025, Associated Banc-Corp (the “Company”)
held its 2025 Annual Meeting of Shareholders (the “2025 Annual Meeting”). At the Annual Meeting, the Company’s shareholders
approved the Associated Banc-Corp 2025 Equity Incentive Plan (the “2025 Plan”). The 2025 Plan provides for the granting of
the following types of awards to the Company’s non-employee directors and executive officers, employees and consultants:
· Restricted Stock Awards;
· Restricted Stock Units (time-
and performance-based);
· Stock Options (non-qualified and
incentive stock options);
· Stock Appreciations Rights; and
· Dividend Equivalent Units.
A more detailed description of the terms of the 2025 Plan is included
in the Company’s Proxy Statement on Schedule 14A on March 17, 2025 , as supplemented, relating to the Annual Meeting (the “Proxy
Statement”), and the foregoing description of the 2025 Plan is qualified in its entirety be reference to the 2025 Plan attached
as Appendix A to the Proxy Statement, which is incorporated herein by reference.
Item 5.07. Submission of Matters to a Vote of Security Holders.
The results of the matters submitted to a shareholder vote at the Annual
Meeting were as follows:
(1) Election of the below-named nominees to the Board of Directors of the Company:
Nominee
Number of
Votes
FOR
Number of
Votes
Withheld
Broker Non-
Votes
R. Jay Gerken
133,700,025
974,197
12,567,797
Judith P. Greffin
134,075,158
599,064
12,567,797
Michael J. Haddad
134,134,166
540,056
12,567,797
Andrew J. Harmening
133,687,759
986,463
12,567,797
Robert A. Jeffe
132,253,807
2,420,415
12,567,797
Rodney Jones-Tyson
134,083,570
590,652
12,567,797
Eileen A. Kamerick
128,250,898
6,423,324
12,567,797
Gale E. Klappa
133,579,332
1,094,890
12,567,797
Kristen M. Ludgate
134,106,481
567,741
12,567,797
Cory L. Nettles
132,929,059
1,745,163
12,567,797
Owen J. Sullivan
134,089,274
584,948
12,567,797
Karen T. van Lith
132,434,523
2,239,699
12,567,797
John (Jay) B. Williams
133,191,750
1,482,472
12,567,797
Each of the nominees was elected
by the Company’s shareholders.
(2) Approval of the Associated
Banc-Corp 2025 Equity Incentive Plan:
Number
of Votes
FOR
Number of Votes
Against
Withheld/Abstentions
Broker Non-Votes
129,327,463
4,551,833
794,920
12,567,797
The matter was approved by the Company’s shareholders.
2
(3) Advisory approval of Associated Banc-Corp’s named executive officer compensation:
Number
of Votes
FOR
Number of Votes
Against
Withheld/Abstentions
Broker Non-Votes
130,461,726
3,355,462
857,034
12,567,797
This matter was approved by the Company’s shareholders.
(4) Ratification of KPMG LLP as the independent registered public accounting firm for the Company for
the year ending December 31, 2025:
Number
of Votes
FOR
Number of Votes
Against
Withheld/Abstentions
Broker Non-Votes
144,786,782
2,121,163
334,074
0
This matter was approved by the Company’s shareholders.
Item 8.01. Other Events.
On April 29, 2025, the Board declared a dividend on the Company’s
outstanding common stock; outstanding 5.875% Preferred Stock, Series E Depositary Shares; and outstanding 6.125% Series F Depositary Shares.
The press release issued by the Company on April 29, 2025, relating
to the foregoing information is attached hereto as Exhibit 99.1 and is incorporated herein by reference.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits
10.1 Associated Banc-Corp 2025 Equity Incentive Plan, incorporated by reference to Appendix A to the Proxy Statement on Schedule 14A filed
on March 17, 2025, as supplemented, in connection with the 2025 Annual Meeting of Shareholders of Associated Banc-Corp
99.1 Press Release dated April 29, 2025
104 Cover Page Interactive Data File the cover page XBRL tags are embedded within the Inline XBRL
document
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Associated Banc-Corp
(Registrant)
Date: May 2, 2025
By: /s/
Randall J. Erickson
Randall J. Erickson
Executive Vice President, General Counsel and Corporate Secretary
4
Filing details
- Company
- ASSOCIATED BANC-CORP
- Ticker
- ASB
- CIK
- 7789
- Form type
- 8-K
- Filing date
- May 2, 2025
- Report date
- Apr 29, 2025
- Document
- tm2513851d1_8k.htm
- Size
- 315 KB