8-KThe WireRed Alert
Executive Change
Filed Dec 11, 2024 · 1y ago · Accession 0001104659-24-127488
Plain English
Material event — a significant development the company must disclose promptly.
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Filing text
View original ↗UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section
13 OR 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported)
December 11, 2024
Associated Banc-Corp
(Exact name of registrant as specified in its charter)
Wisconsin
001-31343
39-1098068
(State or other jurisdiction of incorporation)
(Commission
File Number)
(IRS Employer Identification No.)
433 Main Street , Green Bay , Wisconsin
54301
(Address of principal executive offices)
(Zip code)
Registrant ’ s telephone number, including area code
( 920 ) 491-7500
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section
12(b) of the Act:
Title of each class
Trading
Symbol(s)
Name of each exchange on which
registered
Common Stock, par value $0.01 per share
ASB
The New York Stock Exchange
Depositary Shrs, each representing 1/40th intrst in a shr of 5.875% Non-Cum. Perp Pref Stock, Srs E
ASB PrE
The New York Stock Exchange
Depositary Shrs, each representing 1/40th intrst in a shr of 5.625%
Non-Cum. Perp Pref Stock, Srs F ASB PrF The New York Stock Exchange
6.625% Fixed-Rate Reset Subordinated Notes due 2033 ASBA The New York Stock Exchange
Indicate by check mark whether
the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this
chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended
transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of
the Exchange Act. ¨
Item 5.02 Departure of Directors or Certain Officers; Election
of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On December 11, 2024, the Board of Directors (the “Board”)
of Associated Banc-Corp (the “Company”) increased the size of the Board from 11 to 13 directors and appointed Kristen Ludgate
and Owen J. Sullivan to fill the resulting vacancies. Ms. Ludgate was also appointed to the Compensation and Benefits Committee of the
Board, and Mr. Sullivan was appointed to the Enterprise Risk Committee of the Board. There were no arrangements or understandings between
the Company and the appointees pursuant to which they were selected as directors, and they do not have any relationship or transactions
with the Company required to be disclosed under Item 404(a) of Regulation S-K. Other than the compensation payable to non-employee directors
of the Company as described in the Company’s proxy statement for the 2024 Annual Meeting of Shareholders, Ms. Ludgate and Mr. Sullivan
are not party to any plans, contracts or arrangements involving grants or awards by the Company.
On December 11, 2024, the Company issued a press release announcing
the appointment of Ms. Ludgate and Mr. Sullivan to the Board. The press release is attached hereto as Exhibit 99.1 and incorporated herein
by reference.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
99.1
Press release, dated December 11, 2024.
104 Cover Page Interactive Data File (embedded within the Inline
XBRL document).
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Associated Banc-Corp
(Registrant)
Date: December 11, 2024
By: /s/ Randall J. Erickson
Randall J. Erickson
Executive Vice President, General Counsel and Corporate Secretary
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Filing details
- Company
- ASSOCIATED BANC-CORP
- Ticker
- ASB
- CIK
- 7789
- Form type
- 8-K
- Filing date
- Dec 11, 2024
- Report date
- Dec 11, 2024
- Document
- tm2430560d1_8k.htm
- Size
- 320 KB