8-KThe WireRoutine
Reg FD Disclosure · Company Update
Filed Nov 9, 2023 · 2y ago · Accession 0001104659-23-116359
Plain English
Material event — a significant development the company must disclose promptly.
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Filing text
View original ↗UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section
13 OR 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported)
November 9, 2023
Associated Banc-Corp
(Exact name of registrant as specified in its charter)
Wisconsin
001-31343
39-1098068
(State or other jurisdiction of incorporation)
(Commission
File Number)
(IRS Employer Identification No.)
433 Main Street , Green Bay , Wisconsin
54301
(Address of principal executive offices)
(Zip code)
Registrant ’ s telephone number, including area code
( 920 ) 491-7500
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section
12(b) of the Act:
Title of each class
Trading
Symbol(s)
Name of each exchange on which
registered
Common Stock, par value $0.01 per share
ASB
The New York Stock Exchange
Depositary Shrs, each representing 1/40th intrst in a shr of 5.875% Non-Cum. Perp Pref Stock, Srs E
ASB PrE
The New York Stock Exchange
Depositary Shrs, each representing 1/40th intrst in a shr of 5.625%
Non-Cum. Perp Pref Stock, Srs F ASB PrF The New York Stock Exchange
6.625% Fixed-Rate Reset Subordinated Notes due 2033 ASBA The New York Stock Exchange
Indicate by check mark whether
the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this
chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended
transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of
the Exchange Act. ¨
Item 7.01 Regulation FD Disclosure.
Associated Banc-Corp (the “Company”) is furnishing herewith as Exhibit 99.1 a strategic update presentation providing detailed information regarding the strategic update described under Item 8.01 of this current report on Form 8-K.
Item 8.01. Other Events.
On November 9, 2023, the Company announced plans for the next
phase of the Company’s people-led, digitally enabled strategic plan. These plans include a series of investments in people, products
and technology intended to grow and remix the loan portfolio, accelerate core customer deposit growth.
The press release issued by the Company on November 9, 2023 relating
to the announcement described above is attached hereto as Exhibit 99.2 and is incorporated herein by reference.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits
99.1 Strategic Update Presentation dated November 9, 2023
99.2 Press Release dated November 9, 2023
104
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Associated Banc-Corp
(Registrant)
Date: November 9, 2023
By: /s/ Randall J. Erickson
Randall J. Erickson
Executive Vice President, General Counsel and Corporate Secretary
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Filing details
- Company
- ASSOCIATED BANC-CORP
- Ticker
- ASB
- CIK
- 7789
- Form type
- 8-K
- Filing date
- Nov 9, 2023
- Report date
- Nov 9, 2023
- Document
- tm2330242d1_8k.htm
- Size
- 3.7 MB