8-KThe WireRed Alert
Executive Change
Filed Mar 31, 2023 · 3y ago · Accession 0001104659-23-039571
Plain English
Material event — a significant development the company must disclose promptly.
Read the source below for the full document.
Filing text
View original ↗UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
March 27, 2023
The Travelers Companies, Inc.
(Exact name of registrant as specified
in its charter )
Minnesota
(State or other jurisdiction of
incorporation)
001-10898
(Commission File Number)
41-0518860
(IRS Employer
Identification No.)
485 Lexington Avenue
New York , New York 10017
(Address of principal executive offices) (Zip code)
( 917 ) 778-6000
(Registrant’s telephone number, including
area code)
Not Applicable
(Former name or former address, if changed
since last report)
Check the appropriate box below if the Form 8-K filing
is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see
General Instruction A.2. below):
¨ Written communications pursuant
to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant
to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨ Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title
of each class
Trading
Symbol(s)
Name
of each exchange on which registered
Common stock, without par value
TRV
New York Stock Exchange
Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 5.02 Departure of Directors or Certain Officers; Election of
Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
(b) The Travelers Companies, Inc. (the “Company”)
announced that Douglas K. Russell, Senior Vice President, Corporate Controller and Treasurer (the Company’s principal accounting
officer), provided notice of his retirement on March 27, 2023, which will become effective on June 2, 2023.
(c) Effective June 2, 2023, Paul E. Munson, the Company's
current Senior Vice President, Finance and Assistant Corporate Controller and Assistant Treasurer, will assume the role of Corporate Controller.
Mr. Munson will also serve as the Company’s principal accounting officer.
Mr. Munson, age 57, has served in various financial roles since
joining the Company in January 1999, including as the Company’s Senior Vice President, Finance and Assistant Corporate Controller
and Assistant Treasurer since October 2018.
Mr. Munson
has no family relationships with any director or executive officer of the Company. There are no arrangements or understandings between
Mr. Munson and any other person pursuant to which Mr. Munson was appointed as the Company’s principal accounting officer.
Additionally, there are no transactions involving Mr. Munson that would require disclosure under Item 404(a) of Regulation
S-K.
Effective June 2, 2023, Larry J. Mills, the Company’s
current Vice President, Finance and Assistant Treasurer, will assume the role of Corporate Treasurer. Mr. Mills joined the
Company in July 2002 and has served as the Company’s Vice President, Finance and Assistant Treasurer since
April 2017.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
The Travelers Companies, Inc. has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: March 31, 2023
THE TRAVELERS COMPANIES, INC.
By:
/s/ Christine K. Kalla
Name: Christine K. Kalla
Title: Executive Vice President and General Counsel
3
Filing details
- Company
- TRAVELERS COMPANIES, INC.
- Ticker
- TRV
- CIK
- 86312
- Form type
- 8-K
- Filing date
- Mar 31, 2023
- Report date
- Mar 27, 2023
- Document
- tm2310828d1_8k.htm
- Size
- 192 KB