8-KThe WireRed Alert
Executive Change
Filed Jun 28, 2021 · 5y ago · Accession 0001104659-21-086312
Plain English
Material event — a significant development the company must disclose promptly.
Read the source below for the full document.
Filing text
View original ↗UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of
The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
June 22, 2021
UNITED AIRLINES HOLDINGS, INC.
(Exact name of registrant as specified
in its charter)
Delaware
001-06033
36-2675207
(State or other jurisdiction
(Commission File Number)
(IRS Employer
of incorporation)
Identification Number)
233 S. Wacker Drive , Chicago , IL
60606
(Address of principal executive offices)
(Zip Code)
( 872 ) 825-4000
Registrant’s telephone
number, including area code
(Former name or former address, if changed
since last report.)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the
Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the
Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Registrant
Title of Each Class
Trading
Symbol
Name of Each Exchange
on Which Registered
United Airlines Holdings, Inc.
Common Stock, $0.01 par value
UAL
The Nasdaq Stock Market LLC
United Airlines Holdings, Inc.
Preferred Stock Purchase Rights
None
The Nasdaq Stock Market LLC
Indicate by check mark whether the registrant is an emerging growth
company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange
Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ¨
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act. o
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of
Certain Officers.
Pursuant to Part III, Section 8.1 of the Amended
and Restated Certificate of Incorporation of United Airlines Holdings, Inc. (the “Company”), the International Association
of Machinists and Aerospace Workers (the “IAM”), the holder of the share of the Company’s Class IAM Junior Preferred
Stock, par value $0.01 per share, has the right to elect one member to the Company’s Board of Directors (the “Board”)
at each annual meeting of stockholders, remove such director with or without cause and fill any vacancies in such directorship. Sito Pantoja
has occupied the IAM director position on the Board since March 2016.
On June 22, 2021, Mr. Pantoja notified the Company
that he would resign from the Board effective as of July 31, 2021. Mr. Pantoja’s departure was not due to any disagreement with
the Company on any matter relating to the Company’s operations, policies or practices.
As of the date of this Current Report on Form 8-K,
the IAM has not notified the Company whom it will designate to fill the vacancy resulting from Mr. Pantoja’s departure.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
UNITED AIRLINES HOLDINGS, INC.
By:
/s/ Robert S. Rivkin
Name:
Robert S. Rivkin
Title:
Senior Vice President and General Counsel
Date: June 28, 2021
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Filing details
- Ticker
- UAL
- CIK
- 100517
- Form type
- 8-K
- Filing date
- Jun 28, 2021
- Report date
- Jun 22, 2021
- Document
- tm2120894d1_8k.htm
- Size
- 246 KB