8-KThe WireRed Alert
Executive Change
Filed Jan 6, 2021 · 5y ago · Accession 0001104659-21-001570
Plain English
Material event — a significant development the company must disclose promptly.
Read the source below for the full document.
Filing text
View original ↗UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event
reported): December 31, 2020
ABBVIE
INC.
(Exact Name of Registrant as Specified
in its Charter)
_______________________________________________
Delaware
001-35565
32-0375147
(State or other Jurisdiction
of Incorporation)
(Commission File Number)
(IRS Employer
Identification No.)
_______________________________________________
1 North Waukegan Road
North Chicago , Illinois 60064-6400
(Address of principal executive offices)
(Zip Code)
Registrant’s telephone number, including
area code: ( 847 ) 932-7900
Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered
pursuant to Section 12(b) of the Act:
Title of each class
Trading Symbol(s)
Name of each exchange on which
registered
Common Stock, $0.01 Par Value
ABBV
New York Stock Exchange
Chicago Stock Exchange
0.500% Senior Notes due 2021
ABBV21C
New York Stock Exchange
1.500% Senior Notes due 2023
ABBV23B
New York Stock Exchange
1.375% Senior Notes due 2024
ABBV24
New York Stock Exchange
1.250% Senior Notes due 2024
ABBV24B
New York Stock Exchange
0.750% Senior Notes due 2027
ABBV27
New York Stock Exchange
2.125% Senior Notes due 2028
ABBV28
New York Stock Exchange
2.625% Senior Notes due 2028
ABBV28B
New York Stock Exchange
2.125% Senior Notes due 2029
ABBV29
New York Stock Exchange
1.250% Senior Notes due 2031
ABBV31
New York Stock Exchange
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate
by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 5.02
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
(e) The agreements
regarding change in control by and between AbbVie and its named executive officers have been renewed through December 31,
2022 in accordance with the agreement terms. There were no other changes to the agreements. The form of change in control agreement
was filed as Exhibit 10.13 of Amendment No. 5 to the Company’s Registration Statement on Form 10 filed on
November 16, 2012.
2
SIGNATURE
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
ABBVIE INC.
Date: January 6, 2021
By:
/s/ Timothy J. Richmond
Name:
Timothy J. Richmond
Title:
Executive Vice President, Chief Human Resources
Officer
3
Common Stock, $0.01 Par Value
ABBV
Filing details
- Company
- AbbVie Inc.
- Ticker
- ABBV
- CIK
- 1551152
- Form type
- 8-K
- Filing date
- Jan 6, 2021
- Report date
- Dec 31, 2020
- Document
- tm211488d1_8k.htm
- Size
- 323 KB