8-KThe WireRoutine
Company Update
Filed Dec 26, 2019 · 6y ago · Accession 0001104659-19-075843
Plain English
Material event — a significant development the company must disclose promptly.
Read the source below for the full document.
Filing text
View original ↗UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported):
December 20, 2019
ABEONA THERAPEUTICS INC.
(Exact name of registrant as specified in
its charter)
Delaware
001-15771
83-0221517
(State or other jurisdiction of
incorporation)
(Commission File Number)
(I.R.S. Employer Identification No.)
1330 Avenue of the Americas, 33rd Floor,
New York, NY 10019
(Address of principal executive offices)
(Zip Code)
(646) 813-4712
(Registrant’s telephone number, including area code)
N/A
(Former name or former address, if changed
since last report)
Check the appropriate box below if the Form 8-K filing is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General
Instruction A.2. below):
¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of Each Class
Trading
Symbol
Name
of each exchange on which registered
Common Stock, $0.01 par value
ABEO
Nasdaq Capital Market
Indicate by check mark whether the registrant is an emerging
growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities
Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ¨
If an emerging growth company, indicate by check mark if the
registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act. ¨
Item 8.01.
Other Events.
On December 20,
2019, Abeona Therapeutics Inc. (the “Company”) issued a press release entitled “Abeona Therapeutics
Receives European Medicines Agency PRIME Designation for ABO-102 Gene Therapy in MPS IIIA.” On December 24, 2019, the
Company issued a press release entitled “Abeona Announces Closing of $103.5 Million Underwritten Public Offering and
Full Exercise of Underwriters’ Option to Purchase Additional Shares.” The full text of each press release is
filed as Exhibit 99.1 and Exhibit 99.2, respectively, to this Current Report on Form 8-K and are incorporated herein by
reference.
Item 9.01.
Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No.
Description
99.1
Press release dated December 20, 2019, entitled “Abeona Therapeutics Receives European Medicines Agency PRIME Designation for ABO-102 Gene Therapy in MPS IIIA”
99.2
Press release dated December 24, 2019, entitled “Abeona Announces Closing of $103.5 Million Underwritten Public Offering and Full Exercise of Underwriters’ Option to Purchase Additional Shares”
SIGNATURE
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Abeona Therapeutics Inc.
(Registrant)
By:
/s/ Edward A. Sturchio
Name:
Edward A. Sturchio
Title:
Senior Vice President and General Counsel
Date: December 26, 2019
Filing details
- Company
- ABEONA THERAPEUTICS INC.
- Ticker
- ABEO
- CIK
- 318306
- Form type
- 8-K
- Filing date
- Dec 26, 2019
- Report date
- Dec 20, 2019
- Document
- tm1927376d1_8-k.htm
- Size
- 60 KB