8-KThe WireRoutine
Shareholder Vote
Filed Jun 15, 2011 · 15y ago · Accession 0001089355-11-000013
Plain English
Material event — a significant development the company must disclose promptly.
Read the source below for the full document.
Filing text
View original ↗UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT
REPORT
Pursuant
to Section 13 OR 15(d) of The
Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): June 13, 2011
SIEBERT FINANCIAL CORP.
(Exact name of registrant as specified in its charter)
New York
0-5703
11-1796714
(State or other jurisdiction of
incorporation)
(Commission File Number)
(IRS Employer Identification No.)
885 Third Avenue, New York, New York
10022
(Address of principal executive offices)
(Zip Code)
Registrants telephone number, including area
code: (212) 644-2400
Not Applicable
(Former name or former address, if changed since last report.)
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions (see General Instruction A.2. below):
o
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
o
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
Item 5.07
Submission of Matters to a Vote of Security
Holders.
On June 13,
2011, Siebert Financial Corp. (the Company) held its 2011 Annual Meeting of
Shareholders. The Companys shareholders voted on a proposal to elect six
directors to hold office until the next annual meeting or until the directors
successor has been duly elected. All six nominees were elected. A tabulation of
the final voting results follows:
Name
For Nominee
Authority Withheld
From Nominee
Broker Non-
Votes
Muriel F.
Siebert
20,197,023
292,680
0
Patricia L.
Francy
20,389,259
100,444
0
Nancy
Peterson Hearn
20,443,159
46,544
0
Leonard
Leiman
20,409,856
79,847
0
Jane Macon
20,151,249
338,454
0
Robert P.
Mazzarella
20,458,456
31,247
0
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
SIEBERT FINANCIAL CORP.
Date: June 15, 2011
By:
/s/ Joseph M. Ramos, Jr.
Joseph M. Ramos, Jr.
Executive Vice President and Chief Financial Officer
Filing details
- Company
- SIEBERT FINANCIAL CORP
- Ticker
- SIEB
- CIK
- 65596
- Form type
- 8-K
- Filing date
- Jun 15, 2011
- Report date
- Jun 13, 2011
- Document
- n12004_8-k.htm
- Size
- 16 KB