8-KThe WireRed Alert
Executive Change
Filed Dec 28, 2022 · 3y ago · Accession 0001021771-22-000072
Plain English
Material event — a significant development the company must disclose promptly.
Read the source below for the full document.
Filing text
View original ↗UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): December 21, 2022
KINGSTONE COMPANIES, INC.
(Exact name of registrant as specified in its charter)
Delaware
000-01665
36-2476480
(State or other jurisdiction
of incorporation)
(Commission
File Number)
(IRS Employer
Identification No.)
15 Joys Lane
Kingston , New York
12401
(Address of principal executive offices)
(Zip code)
Registrant's telephone number, including area code ( 845 ) 802-7900
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
Securities registered pursuant to Section 12(b) of the Securities Exchange Act of 1934:
Title of each class
Trading Symbol(s)
Name of each exchange on which registered
Common Stock, $0.01 par value per share
KINS
Nasdaq Capital Market
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following
provisions (see General Instruction A.2. below):
☐ Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under
the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under
the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act
of 1934 (§240.12b-2 of this chapter):
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards
provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.02.
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain
Officers.
(b) On December 21, 2022, Richard Swartz, Chief Accounting Officer and Treasurer of Kingstone Companies, Inc. (the “Company”), advised the Company of his desire to resign
for personal reasons to pursue other opportunities. Mr. Swartz’s resignation will be effective as of December 31, 2022. Mr. Swartz’s resignation does not involve any
disagreement on any matter relating to the Company’s operations, policies or practices (financial or otherwise).
Victor Brodsky, an accounting consultant to the Company and formerly its Chief Financial Officer, will be assuming Mr. Swartz’s
accounting responsibilities on an interim basis.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned hereunto duly authorized.
KINGSTONE COMPANIES, INC.
Dated: December 28, 2022
By:
/s/ Barry B. Goldstein
Barry B. Goldstein
President and CEO
Filing details
- Company
- KINGSTONE COMPANIES, INC.
- Ticker
- KINS
- CIK
- 33992
- Form type
- 8-K
- Filing date
- Dec 28, 2022
- Report date
- Dec 21, 2022
- Document
- form8kdtd122122.htm
- Size
- 152 KB