8-KThe WireRoutine
Bylaw Amendment · Reg FD Disclosure
Filed Apr 13, 2022 · 4y ago · Accession 0000897101-22-000400
Plain English
Material event — a significant development the company must disclose promptly.
Read the source below for the full document.
Filing text
View original ↗SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
8-K
CURRENT
REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date
of Report (date of earliest event reported): April 13,
2022
Pineapple Energy Inc.
(Exact name of Registrant as Specified in its Charter)
Minnesota
(State Or Other Jurisdiction
Of Incorporation)
001-31588
41-0957999
(Commission
File Number)
(I.R.S.
Employer Identification No.)
10900
Red Circle Drive
Minnetonka ,
MN
55343
(Address
of Principal Executive Offices)
(Zip
Code)
(952) 996-1674
Registrant’s Telephone
Number, Including Area Code
Pineapple
Holdings, Inc.
(Former name or former address, if changed since last report.)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions ( see General Instruction A.2. below):
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities
registered pursuant to Section 12(b) of the Act:
Title
of Each Class
Trading
Symbol
Name
of each exchange on which registered
Common
Stock, par value, $.05 per share
PEGY
The
Nasdaq Stock Market, LLC
Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR
§230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.03. Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year.
Effective April 13, 2022, Pineapple Energy Inc. (formerly known as Pineapple Holdings, Inc.) (the “Company”) amended its Amended and Restated Articles of Incorporation to change the Company’s corporate name
to Pineapple Energy Inc. (the “Name Change”). A copy of the Second Amended and Restated Articles of Incorporation is attached
as Exhibit 3.1 hereto and incorporated herein by reference. The Company’s common stock will continue to trade on the Nasdaq Capital
Market under the ticker symbol, “PEGY.”
In connection with the Name Change, the Company’s
board of directors also amended and restated the Company’s Restated Bylaws (the “Bylaws”) to reflect the Name Change,
also to be effective on April 13, 2022. No other changes were made to the Bylaws. A copy of the Restated Bylaws, as amended, reflecting
the Name Change is attached as Exhibit 3.2 hereto and incorporated herein by reference.
Item 7.01. Regulation FD Disclosure.
On April 13, 2022, the Company issued a press
release announcing the Name Change, the text of which is furnished as Exhibit 99.1 attached hereto.
Section 9.01. Financial
Statements and Exhibits.
Exhibit
Description
3.1
Second Amended and Restated Articles of Incorporation of Pineapple Energy Inc. (effective as of
April 13, 2022)
3.2
Restated Bylaws of Pineapple Energy Inc., as amended (effective as of April 13, 2022)
99.1
Press Release dated April 13, 2022.
SIGNATUREs
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned, thereunto duly authorized.
COMMUNICATIONS
SYSTEMS, INC.
By:
/s/
Mark D. Fandrich
Mark
D. Fandrich, Chief Financial Officer
Date: Date: April 13, 2022
Filing details
- Company
- SUNation Energy, Inc.
- Ticker
- SUNE
- CIK
- 22701
- Form type
- 8-K
- Filing date
- Apr 13, 2022
- Report date
- Apr 13, 2022
- Document
- pegy220490_8k.htm
- Size
- 456 KB