8-K/AThe WireRoutine
Company Update
Filed Aug 6, 2021 · 4y ago · Accession 0000897101-21-000668
Plain English
Material event — a significant development the company must disclose promptly.
Read the source below for the full document.
Filing text
View original ↗United States
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
AMENDMENT NO. 1 TO FORM 8-K ON FORM 8-K/A
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (date of earliest event reported):
August 1, 2021 (August 2, 2021)
Communications Systems, Inc.
(Exact name of Registrant
as Specified in its Charter)
Minnesota
(State Or Other Jurisdiction
Of Incorporation)
001-31588
41-0957999
(Commission File Number)
(I.R.S. Employer Identification No.)
10900 Red Circle Drive
Minnetonka , MN
55343
(Address Of Principal Executive Offices)
(Zip Code)
(952) 996-1674
Registrant’s Telephone
Number, Including Area Code
Securities
Registered Pursuant to Section 12(b) of the Act
Title of Each Class
Trading Symbol
N ame of each exchange on which registered
Common Stock, par value, $.05 per share
JCS
Nasdaq Stock Market
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐ Written
communications pursuant to Rule 425 under the Securities Act
☐ Soliciting
material pursuant to Rule 14a-12 under the Exchange Act
☐ Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act
☐ Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 9.01 Financial Statements and Exhibits.
(b) Pro Forma Financial
Information.
On
August 2, 2021, Communications Systems, Inc. (“CSI” or the “Company”) filed a Current Report on Form 8-K
dated August 1, 2021 reporting that on August 2, 2021 CSI and Lantronix, Inc. (“Lantronix”) completed the sale by CSI
to Lantronix of all of the issued and outstanding stock of CSI’s wholly owned subsidiary, Transition Networks, Inc., and the
entire issued share capital of its wholly owned subsidiary, Transition Networks Europe Limited, pursuant to the securities purchase
agreement dated April 28, 2021 (“E&S Sale Transaction”).
The Company
is filing this Amendment No. 1 to Current Report on Form 8-K/A to file the unaudited pro forma condensed consolidated financial information
related to E&S Sale Transaction required by Item 2.01 and Item 9.01(b) of Form 8-K.
Attached hereto as Exhibit 99.1 is the following pro
forma financial information: (i) description of pro forma presentation; (ii) unaudited pro forma condensed consolidated balance sheet
as of March 31, 2021; (iii) unaudited pro forma condensed consolidated statement of operations for the three months ended March 31, 2021
and March 31, 2020 and for the years ended December 31, 2020 and 2019; and (iv) notes to unaudited pro forma condensed consolidated financial
statements.
(d) Exhibits.
Exhibit No.
Description of Exhibit
99.1
Communications Systems, Inc. Unaudited Pro Forma Condensed Consolidated Financial Information.
1
SIGNATURE
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
COMMUNICATIONS SYSTEMS, INC.
By:
/s/ Mark D. Fandrich
Chief Financial Officer
Date: August 6, 2021
2
Filing details
- Company
- SUNation Energy, Inc.
- Ticker
- SUNE
- CIK
- 22701
- Form type
- 8-K/A
- Filing date
- Aug 6, 2021
- Report date
- Aug 1, 2021
- Document
- csi211005_8ka.htm
- Size
- 418 KB