8-KThe WireRoutine
Shareholder Vote
Filed Mar 7, 2024 · 2y ago · Accession 0000804328-24-000020
Plain English
Material event — a significant development the company must disclose promptly.
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View original ↗UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
March 5, 2024
Date of Report (Date of earliest event reported)
QUALCOMM Incorporated
(Exact name of registrant as specified in its charter)
Delaware
(State or other jurisdiction of incorporation)
000-19528 95-3685934
(Commission File Number) (IRS Employer Identification No.)
5775 Morehouse Drive , San Diego , California
92121
(Address of principal executive offices) (Zip Code)
858 - 587-1121
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class Trading Symbol(s)
Name of each exchange on which registered
Common Stock, $0.0001 par value QCOM The Nasdaq Stock Market LLC
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07. Submission of Matters to a Vote of Security Holders.
QUALCOMM Incorporated (the “Company”) held its 2024 Annual Meeting of Stockholders on March 5, 2024 (the “Annual Meeting”). At the Annual Meeting, the Company’s stockholders considered six proposals, each of which is described briefly below and in more detail in the Company’s definitive proxy statement dated January 18, 2024. The final voting results for each proposal are set forth below.
Proposal 1 - Election of Directors.
NOMINEE FOR WITHHOLD ABSTAIN BROKER NON-VOTES
Sylvia Acevedo
760,355,069 9,153,712 2,006,521 169,239,067
Cristiano R. Amon
766,126,053 3,464,681 1,924,568 169,239,067
Mark Fields 765,778,270 3,640,042 2,096,990 169,239,067
Jeffrey W. Henderson 721,461,392 47,364,824 2,689,086 169,239,067
Gregory N. Johnson
761,878,762 7,462,637 2,173,903 169,239,067
Ann M. Livermore 757,945,534 11,534,890 2,034,878 169,239,067
Mark D. McLaughlin 766,283,887 3,426,355 1,805,060 169,239,067
Jamie S. Miller
767,105,238 2,591,884 1,818,180 169,239,067
Irene B. Rosenfeld 754,414,187 14,932,203 2,168,912 169,239,067
Kornelis (Neil) Smit 761,890,019 7,385,772 2,239,511 169,239,067
Jean-Pascal Tricoire
758,499,444 10,957,051 2,058,807 169,239,067
Anthony J. Vinciquerra 760,400,856 8,655,684 2,458,762 169,239,067
Each of the foregoing nominees was elected and each received affirmative votes from more than a majority of the votes cast.
Proposal 2 - Ratification of the selection of PricewaterhouseCoopers LLP as our independent public accountants for our fiscal year ending September 29, 2024.
FOR AGAINST ABSTAIN BROKER NON-VOTES
879,741,118 59,478,933 1,534,318 0
The foregoing proposal required the affirmative vote of a majority of the votes cast at the Annual Meeting.
The foregoing proposal was approved.
Proposal 3 – Approval, on an advisory basis, of the compensation of our named executive officers.
FOR AGAINST ABSTAIN BROKER NON-VOTES
704,559,020 64,229,539 2,726,743 169,239,067
The foregoing proposal required the affirmative vote of a majority of the votes cast at the Annual Meeting.
The foregoing proposal was approved.
Proposal 4 – Approval of the Amended and Restated QUALCOMM Incorporated 2023 Long-Term Incentive Plan, including an increase in the share reserve by 15,000,000 shares.
FOR AGAINST ABSTAIN BROKER NON-VOTES
727,349,131 41,254,472 2,911,699 169,239,067
The foregoing proposal required the affirmative vote of a majority of the votes cast at the Annual Meeting.
The foregoing proposal was approved.
Proposal 5 – Approval of an amendment to the Company’s Certificate of Incorporation to reflect new Delaware law provisions regarding exculpation of officers.
FOR AGAINST ABSTAIN BROKER NON-VOTES
677,500,105 92,215,670 1,799,527 169,239,067
The foregoing proposal required the affirmative vote of a majority of the Company’s outstanding shares entitled to vote at the Annual Meeting.
The foregoing proposal was approved. On March 6, 2024, the Company filed with the Secretary of State of the State of Delaware an Amended and Restated Certificate of Incorporation incorporating the approved amendment, at which point the amendment became effective. A copy of the Amended and Restated Certificate of Incorporation is attached hereto as Exhibit 3.1 and incorporated herein by reference.
Proposal 6 – Approval of an amendment to the Company’s Bylaws (the “Bylaws”) to require claims under the Securities Act to be brought in federal court.
FOR AGAINST ABSTAIN BROKER NON-VOTES
671,581,992 95,670,245 4,263,065 169,239,067
The foregoing proposal required the affirmative vote of a majority of the Company’s outstanding shares entitled to vote at the Annual Meeting.
The foregoing proposal was approved, and the applicable amendment to the Bylaws became effective immediately upon approval. A copy of the Bylaws, as amended and restated to incorporate the approved amendment, is attached hereto as Exhibit 3.2 and incorporated herein by reference.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
Exhibit No. Description
3.1 Amended and Restated Certificate of Incorporation of Q UALCOMM Incorporated (effective as of March 6 , 2024).
3.2 Amended and Restated Bylaws of QUALCOMM Incorporated (effective as of March 5, 2024).
104 Cover Page Interactive Data File, formatted in Inline XBRL and included as Exhibit 101.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
QUALCOMM Incorporated
Date: March 7, 2024 By: /s/ Ann Chaplin
Ann Chaplin
General Counsel and Corporate Secretary
Filing details
- Company
- QUALCOMM INC/DE
- Ticker
- QCOM
- CIK
- 804328
- Form type
- 8-K
- Filing date
- Mar 7, 2024
- Report date
- Mar 5, 2024
- Document
- qcom-20240305.htm
- Size
- 463 KB