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Equity Issuance · Company Update

Filed Apr 27, 2015 · 11y ago · Accession 0000318306-15-000010

Plain English

Material event — a significant development the company must disclose promptly.

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 23, 2015 PLASMATECH BIOPHARMACEUTICALS, INC. (Exact name of registrant as specified in its charter) Delaware 0-9314 83-0221517 (State or other jurisdiction of incorporation) (Commission File Number) (I.R.S. Employer Identification No.)       4848 Lemmon Avenue, Suite 517, Dallas, TX                                                                                                  75219        (Address of principal executive offices)                                                                                                (Zip Code)   (214) 905-5100 (Registrant’s telephone number, including area code) N/A (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) o     Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) o     Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) o     Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))           Item 3.02. Unregistered Sales of Equity Securities On April 24, 2015, PlasmaTech Biopharmaceuticals, Inc. (the “Company”) issued a press release announcing that the Company had closed an upsized $7 million private placement of common stock with Knoll Capital Management and one additional global institutional fund manager. The private financing, closed on Aril 23, 2014, is comprised of 2,333,333 shares of our common stock, at a price of $3.00 per share. A total of $7,000,000.00 was received. A copy of the press release is furnished as Exhibit 99.1 and is incorporated by reference.       Item 8.01.  Other Events On April 24, 2015, PlasmaTech Biopharmaceuticals, Inc. (the “Company”) issued a press release announcing that the Company had closed an upsized $7 million private placement of common stock with Knoll Capital Management and one additional global institutional fund manager. The private financing is comprised of 2,333,333 shares of common stock, at a price of $3.00 per share. A copy of the press release is furnished as Exhibit 99.1 and is incorporated by reference. Item 9.01      Exhibits. (d) Exhibits.         Exhibit No.   Description 99.1   Press release dated April 24, 2015, entitled “PlasmaTech Biopharmaceuticals Announces Closing of Upsized $7 Million Private Placement”               SIGNATURES   Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.   Plasmatech Biopharmaceuticals, Inc.     (Registrant)                                 By:   /s/ Stephen B. Thompson        ------------------------------                                                                                                    Stephen B. Thompson Vice President Finance Chief Accounting Officer  Date:  April 27, 2015       EXHIBIT INDEX Exhibit Number         99.1   Press release dated April 24, 2015, entitled “PlasmaTech Biopharmaceuticals Announces Closing of Upsized $7 Million Private Placement”
Filing details
Ticker
ABEO
CIK
318306
Form type
8-K/A
Filing date
Apr 27, 2015
Report date
Apr 23, 2015
Document
r8k-559.htm
Size
38 KB