8-KThe WireRoutine
Shareholder Vote
Filed May 15, 2020 · 6y ago · Accession 0000104918-20-000087
Plain English
Material event — a significant development the company must disclose promptly.
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Filing text
View original ↗UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): May 11, 2020
AVISTA CORPORATION
(Exact name of registrant as specified in its charter)
Washington
1-3701
91-0462470
(State of other jurisdiction of
incorporation)
(Commission
file number)
(I.R.S. Employer
Identification No.)
1411 East Mission Avenue Spokane , Washington 99202-2600
(Address of principal executive offices, including zip code)
Registrant's telephone number, including area code: 509 - 489-0500
Web site: http://www.myavista.com
None
(Former name or former address, if changed since last report)
Securities registered pursuant to Section 12(b) of the Act:
Title of Each Class
Trading Symbols
Name of Each Exchange on Which Registered
Common Stock
AVA
New York Stock Exchange
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Section 5 – Corporate Governance and Management
Item 5.07 Submission of Matters to a Vote of Security Holders.
The 2020 Annual Meeting of Shareholders of Avista Corp. was held on May 11, 2020. Three proposals were submitted to shareholders as disclosed in Avista Corp.'s Definitive Proxy Statement filed on March 31, 2020, of which all three were approved. There were 67,291,281 shares of common stock issued and outstanding as of March 10, 2020, the record date, with 59,595,295 shares represented at said meeting. The proposals and the results of the voting are as follows:
Proposal 1: Election of eleven directors, for one-year terms expiring at the 2021 Annual Meeting of Shareholders, and until their successors are elected.
Director
For
Against
Abstain
Broker
Non-Votes
Kristianne Blake
52,905,330
1,291,896
153,185
5,244,884
Donald C. Burke
53,857,341
326,938
166,132
5,244,884
Rebecca A. Klein
53,898,780
300,103
151,528
5,244,884
Scott H. Maw
53,884,474
298,389
167,548
5,244,884
Scott L. Morris
53,554,243
634,750
161,418
5,244,884
Jeffry L. Phillips
54,062,105
130,025
158,281
5,244,884
Marc F. Racicot
53,715,017
478,777
156,617
5,244,884
Heidi B. Stanley
53,504,262
689,435
156,714
5,244,884
R. John Taylor
52,847,079
1,345,882
157,450
5,244,884
Dennis P. Vermillion
53,682,190
512,022
156,199
5,244,884
Janet D. Widmann
53,999,974
192,339
158,098
5,244,884
All directors were elected since the number of votes cast “for” each nominee exceeded the number of votes “against.” Abstentions and broker non-votes had no effect on the election.
Proposal 2: Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2020.
For
Against
Abstain
Broker
Non-Votes
57,517,774
1,932,409
145,112
N/A
This proposal was approved as the number of votes cast “for” exceeded the number of votes “against.” Abstentions had no effect on the outcome.
Proposal 3: Advisory (non-binding) vote on executive compensation.
For
Against
Abstain
Broker
Non-Votes
52,807,223
1,270,824
272,364
5,244,884
This advisory (non-binding) resolution was approved as the number of votes cast “for” exceeded the number of votes “against.” Abstentions and broker non-votes had no effect on the outcome.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
AVISTA CORPORATION
(Registrant)
Date:
May 15, 2020
/s/ Gregory C. Hesler
Gregory C. Hesler
Vice President, General Counsel,
Corporate Secretary and Chief Compliance Officer
Filing details
- Company
- AVISTA CORP
- Ticker
- AVA
- CIK
- 104918
- Form type
- 8-K
- Filing date
- May 15, 2020
- Report date
- May 11, 2020
- Document
- proxyvote2020.htm
- Size
- 222 KB