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8-KThe WireRoutine

Shareholder Vote

Filed Apr 25, 2022 · 4y ago · Accession 0000049071-22-000026

Plain English

Material event — a significant development the company must disclose promptly.

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2022 ( April 21, 2022 ) Humana Inc. (Exact name of registrant as specified in its charter) Delaware 001-5975 61-0647538 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 500 West Main Street , Louisville , Kentucky 40202 (Address of principal executive offices, including zip code) ( 502 ) 580-1000 (Registrant’s telephone number, including area code) (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class Trading Symbol Name of each exchange on which registered Common Stock HUM New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2). Emerging growth company   ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.   ☐ Item 5.07    Submission of Matters to a Vote of Security Holders. The regular annual meeting of the stockholders of Humana Inc. was held in Louisville, Kentucky, on April 21, 2022, for the purpose of voting on the proposals described below. Proxies for the meeting were solicited pursuant to Section 14(a) of the Securities Exchange Act of 1934 and there was no solicitation in opposition to management’s nominees for directors. All nominees for director listed below were elected. The term of office for each director will be until the next annual meeting or until their successors shall be elected and qualified. Proposal #1 : The final results of the election of directors were as follows: Name For Against Abstained Broker Non-Votes Raquel C. Bono, M.D. 108,983,152 521,812 74,980 3,812,715 Bruce D. Broussard 108,827,601 703,774 48,569 3,812,715 Frank A. D’Amelio 100,716,044 8,701,712 162,188 3,812,715 David T. Feinberg, M.D. 87,859,196 21,625,353 95,395 3,812,715 Wayne A. I. Frederick, M.D. 109,065,576 430,154 84,214 3,812,715 John W. Garratt 108,858,292 602,213 119,439 3,812,715 Kurt J. Hilzinger 106,384,492 3,094,413 101,039 3,812,715 David A. Jones, Jr. 100,784,625 8,682,030 113,289 3,812,715 Karen W. Katz 107,740,728 1,705,140 134,076 3,812,715 Marcy S. Klevorn 109,257,155 239,621 83,168 3,812,715 William J. McDonald 105,865,034 3,616,869 98,041 3,812,715 Jorge S. Mesquita 109,074,545 404,649 100,750 3,812,715 James J. O’Brien 105,233,440 4,252,617 93,887 3,812,715 In addition, the stockholders voted on the following proposals and cast their votes as described below: Proposal #2 For Against Abstained Broker Non-Votes Ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2022 106,694,664 6,651,901 46,094 N/A Proposal #3 For Against Abstained Broker Non-Votes Board proposal regarding advisory approval of the Company’s executive compensation 103,820,970 5,600,956 158,018 3,812,715 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized. HUMANA INC. BY: /s/ Michael A. Koeberlein Michael A. Koeberlein Senior Vice President, Chief Accounting Officer and Controller (Principal Accounting Officer) Dated: April 25, 2022
Filing details
Company
HUMANA INC
Ticker
HUM
CIK
49071
Form type
8-K
Filing date
Apr 25, 2022
Report date
Apr 21, 2022
Document
hum-20220421.htm
Size
188 KB