8-KThe WireRoutine
Shareholder Vote · Reg FD Disclosure
Filed May 9, 2024 · 2y ago · Accession 0000040729-24-000014
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Material event — a significant development the company must disclose promptly.
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View original ↗UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
May 7, 2024
Date of Report (Date of earliest event reported)
Commission file number: 1-3754
Ally Financial Inc.
(Exact name of registrant as specified in its charter)
Delaware 38-0572512
(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification No.)
Ally Detroit Center
500 Woodward Avenue , Floor 10
Detroit , Michigan 48226
(Address of principal executive offices)
(Zip Code)
( 866 ) 710-4623
(Registrant's telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class Trading Symbol(s) Name of each exchange on which registered
Common Stock, par value $0.01 per share ALLY NYSE
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07 Submission of Matters to a Vote of Security Holders.
On May 7, 2024, Ally Financial Inc. ( Ally ) held its annual meeting of stockholders ( Annual Meeting ). The results of voting on matters brought before stockholders are shown below.
Proposal 1 — Election of directors
For Against Abstain Broker
Non-Votes
Franklin W. Hobbs 243,732,242 12,446,334 200,044 16,321,903
Kenneth J. Bacon 249,272,623 6,930,489 175,508 16,321,903
William H. Cary 254,226,883 1,971,990 179,747 16,321,903
Mayree C. Clark 246,263,560 9,924,828 190,232 16,321,903
Kim S. Fennebresque 218,195,182 36,105,243 2,078,195 16,321,903
Thomas P. Gibbons 255,573,955 609,464 195,201 16,321,903
Melissa Goldman 254,798,749 1,409,883 169,988 16,321,903
Marjorie Magner 246,111,184 10,077,934 189,502 16,321,903
David Reilly 255,005,943 1,193,249 179,428 16,321,903
Brian H. Sharples 255,101,769 1,099,134 177,717 16,321,903
Michael G. Rhodes 255,393,070 806,229 179,321 16,321,903
Proposal 2 — Advisory vote on executive compensation
For Against Abstain Broker Non-Votes
233,755,681 22,347,879 275,060 16,321,903
Proposal 3 — Ratification of the Audit Committee's engagement of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2024
For Against Abstain
261,634,102 10,916,816 149,605
Item 7.01 Regulation FD Disclosure.
On May 7, 2024, Ally’s Chief Executive Officer ( CEO ) provided remarks during Ally's Annual Meeting. A transcript of the CEO’s remarks is attached hereto as Exhibit 99.1. The information in this Item 7.01 and Exhibit 99.1 is being furnished and is not deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that Section.
Item 9.01 Exhibits.
Exhibit No.
Description of Exhibits
99.1 CEO's Annual Meeting Script
104 The cover page from this Current Report on Form 8-K, formatted in Inline XBRL
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Ally Financial Inc.
(Registrant)
Dated: May 9, 2024 /s/ Jeffrey A. Belisle
Jeffrey A. Belisle
Corporate Secretary
Filing details
- Company
- Ally Financial Inc.
- Ticker
- ALLY
- CIK
- 40729
- Form type
- 8-K
- Filing date
- May 9, 2024
- Report date
- May 7, 2024
- Document
- ally-20240507.htm
- Size
- 206 KB