8-KThe WireRoutine
Shareholder Vote · Reg FD Disclosure
Filed May 5, 2023 · 3y ago · Accession 0000040729-23-000016
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Material event — a significant development the company must disclose promptly.
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Filing text
View original ↗UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
May 3, 2023
Date of Report (Date of earliest event reported)
Commission file number: 1-3754
Ally Financial Inc.
(Exact name of registrant as specified in its charter)
Delaware 38-0572512
(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification No.)
Ally Detroit Center
500 Woodward Avenue , Floor 10
Detroit , Michigan 48226
(Address of principal executive offices)
(Zip Code)
( 866 ) 710-4623
(Registrant's telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the Act:
Title of each class Trading Symbol(s) Name of each exchange on which registered
Common Stock, par value $0.01 per share ALLY NYSE
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 5.07 Submission of Matters to a Vote of Security Holders.
On May 3, 2023, Ally Financial Inc. ( Ally ) held its annual meeting of stockholders ( Annual Meeting ). The results of voting on matters brought before stockholders are shown below.
Proposal 1 — Election of directors
For Against Abstain Broker
Non-Votes
Franklin W. Hobbs 222,309,844 14,367,050 128,264 16,932,258
Kenneth J. Bacon 224,029,963 12,646,906 128,289 16,932,258
William H. Cary 234,221,132 2,456,351 127,675 16,932,258
Mayree C. Clark 222,859,044 13,820,166 125,948 16,932,258
Kim S. Fennebresque 202,796,294 33,886,405 122,459 16,932,258
Melissa Goldman 236,182,554 501,110 121,494 16,932,258
Marjorie Magner 223,123,883 13,560,359 120,916 16,932,258
David Reilly 235,207,467 1,469,155 128,536 16,932,258
Brian H. Sharples 235,005,709 1,667,161 132,288 16,932,258
Michael F. Steib 235,002,792 1,669,247 133,119 16,932,258
Jeffrey J. Brown 234,970,130 1,716,429 118,599 16,932,258
Proposal 2 — Advisory vote on executive compensation
For Against Abstain Broker Non-Votes
122,430,088 114,104,991 270,079 16,932,258
Proposal 3 — Ratification of the Audit Committee's engagement of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2023
For Against Abstain
239,005,548 14,571,966 159,902
Item 7.01 Regulation FD Disclosure.
On May 3, 2023, Ally’s Chief Executive Officer ( CEO ) provided remarks during Ally's Annual Meeting. A transcript of the CEO’s remarks is attached hereto as Exhibit 99.1. The information in this Item 7.01 and Exhibit 99.1 is being furnished and is not deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that Section.
Item 9.01 Exhibits.
Exhibit No.
Description of Exhibits
99.1 CEO's Annual Meeting Script
104 The cover page from this Current Report on Form 8-K, formatted in Inline XBRL
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Ally Financial Inc.
(Registrant)
Dated: May 5, 2023 /s/ Jeffrey A. Belisle
Jeffrey A. Belisle
Corporate Secretary
Filing details
- Company
- Ally Financial Inc.
- Ticker
- ALLY
- CIK
- 40729
- Form type
- 8-K
- Filing date
- May 5, 2023
- Report date
- May 3, 2023
- Document
- ally-20230503.htm
- Size
- 331 KB