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8-KThe WireRed Alert

Executive Change

Filed Jul 20, 2023 · 2y ago · Accession 0000005513-23-000168

Plain English

Material event — a significant development the company must disclose promptly.

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 14, 2023 UNUM GROUP (Exact name of registrant as specified in its charter) Delaware 001-11294 62-1598430 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identification No.) 1 Fountain Square Chattanooga , Tennessee 37402 (Address of principal executive offices) (Zip Code) ( 423 ) 294-1011 (Registrant's telephone number, including area code) Not Applicable (Former name or former address, if changed since last report) Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below): ☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) ☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) ☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) ☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) Securities registered pursuant to Section 12(b) of the Act: Title of each class   Trading Symbol(s)   Name of each exchange on which registered Common stock, $0.10 par value   UNM   New York Stock Exchange 6.250% Junior Subordinated Notes due 2058 UNMA New York Stock Exchange Indicate by check mark whether the registrant is an emerging growth company as defined in as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). ☐ Emerging growth company ☐ If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. Item 5.02      Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers. On July 14, 2023, the Board of Directors (the “Board”) of Unum Group (the “Company”) increased the number of directors serving on the Board from 11 to 12 and elected Mojgan M. Lefebvre as a director of the Company, effective July 20, 2023. The Board has affirmatively determined that Ms. Lefebvre is an independent director. Ms. Lefebvre has not yet been appointed to any committees of the Board. Ms. Lefebvre will participate in the standard compensation arrangement for non-employee directors, which includes receiving an annual cash retainer and restricted stock unit award (prorated to reflect the date on which service begins), as described in the “Director Compensation” section of the Company’s proxy statement filed with the Securities and Exchange Commission on April 13, 2023. A copy of the news release issued by the Company on July 20, 2023, announcing Ms. Lefebvre’s election to the Board is attached hereto as Exhibit 99.1 and incorporated herein by reference. Item 9.01      Financial Statements and Exhibits. (d) Exhibits. Exhibit No. Description 99.1 News release of Unum Group dated July 20, 2023. 104 Cover Page Interactive Data File (embedded within the Inline XBRL document). SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. Unum Group (Registrant) Date: July 20, 2023 By: /s/ J. Paul Jullienne Name: J. Paul Jullienne Title: Vice President, Managing Counsel and Corporate Secretary
Filing details
Company
Unum Group
Ticker
UNM
CIK
5513
Form type
8-K
Filing date
Jul 20, 2023
Report date
Jul 14, 2023
Document
unm-20230714.htm
Size
264 KB